Tracy Donald Taylor
Professional Summary
Tracy Donald Taylor is a registered financial advisor currently at LINK SECURITIES LLC located in Scottsdale, Arizona and TAG WEALTH MANAGEMENT, LLC located in Phoenix, Arizona. Tracy is registered as a RR (Registered Representative) and started their career in finance in 1995. Tracy has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
BENGAL PARTNERS LLC | MANORHAVEN CAPITAL LLC
Contact Information
Main Address
29 Broadway 11th Floor, New York, NY 10006Mailing Address
29 Broadway 11th Floor, New York, NY 10006Phone Number
(646) 230-1050Established
Delaware since 03/04/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/21/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tracy Donald Taylor's CRS (Customer Relationship Summary).
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