David A. Tamashiro

CRUX WEALTH ADVISORS

Torrance,, CA

Some features on this profile are disabled

CRD#: 4786090

Professional summary

David Alan Tamashiro, who also goes by David Alan Tamashiro, is a registered financial advisor currently at CRUX WEALTH ADVISORS located in Torrance,, California and ARETE WEALTH MANAGEMENT, LLC located in Long Beach, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Alan Tamashiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Crux Wealth Advisors Address: 3444 East Anaheim Street, Long Beach, CA, 90804, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/14/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Tamashiro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2024 - Present

CRUX WEALTH ADVISORS

RIA

CRD#: 330731

Torrance,, CA

Current

August 2, 2024 - Present

ARETE WEALTH MANAGEMENT, LLC

Office #1: 111 W. Ocean Blvd 4th Floor, Long Beach, CA 90802

CRD#: 44856

Long Beach, CA

Past

January 22, 2020 - August 2, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Long Beach, CA

Past

January 17, 2020 - August 2, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Long Beach, CA

Past

August 16, 2004 - January 23, 2020

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

June 22, 2004 - January 23, 2020

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRUX WEALTH ADVISORS

CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS

CRD#: 330731 / SEC#: 801-130283

RIA

Registered Investment Advisory firm - (6/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/2/2024)

IAR

California
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CRUX WEALTH ADVISORS

CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS

CRD#: 330731 / SEC#: 801-130283

RIA

Registered Investment Advisory firm - (6/4/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 W. Ocean Blvd 4th Floor, Long Beach, CA, 90802

Mailing Address

Phone number

(562) 735-3875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A AUGUST 2024 (10/10/2025)

Regulatory assets under management

Total Number of Accounts	1,466
AUM (Assets Under Management)	$ 410,242,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Tamashiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Tamashiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

CRUX WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2004

FINRA

Current Firm

CRUX WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRUX WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors