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FIRM PROFILE
Overview
ARETE WEALTH MANAGEMENT, LLC is located at 1115 W Fulton Market 3rd Floor, Chicago, IL 60607 and was first established at Chicago, Illinois in 01/20/1998. After operating for 28 years, ARETE WEALTH MANAGEMENT, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ARETE WEALTH MANAGEMENT, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ARETE WEALTH MANAGEMENT, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ARETE WEALTH MANAGEMENT, LLC are registered to handle securities or provide financial advice. The firm has 6 disclosures, 2 being regulatory events, 1 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ARETE WEALTH MANAGEMENT, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ARETE WEALTH MANAGEMENT, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ARETE WEALTH MANAGEMENT, LLC Comes From
Understanding the Statistics for ARETE WEALTH MANAGEMENT, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1115 W Fulton Market 3rd Floor, Chicago, IL 60607
1115 W Fulton Market 3rd Floor, Chicago, IL 60607
Medium
(312) 940-3684
Illinois since 01/20/1998
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | ||
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 | |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 | |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 | |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
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Advisor's working at ARETE WEALTH MANAGEMENT, LLC
James Kevin Johnston
Brian Hugh Vendig
Terry Lee Allen
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