Aalon Rose
Professional summary
Aalon Rose, who also goes by Allen Rose, is a registered financial advisor currently at FIRST AMERICAN ASSET ADVISORY, LLC located in Garden City, New York and WEATHERVANE ASSET MANAGEMENT LLC located in Hauppauge, New York.
Aalon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Aalon has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aalon Rose's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2021 - Present
FIRST AMERICAN ASSET ADVISORY, LLC
Office #1: 59 Hilton Avenue, Suite 101, Garden City, NY 11530July 20, 2026 - Present
WEATHERVANE ASSET MANAGEMENT LLC
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788October 21, 2014 - Present
MORGAN WILSHIRE SECURITIES, INC.
Office #1: 59 Hilton Ave Suite 101, Garden City, NY 11530July 16, 2026 - Present
PHX FINANCIAL, INC.
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788April 28, 2014 - November 13, 2014
NATIONAL SECURITIES CORPORATION
April 25, 2012 - April 30, 2014
IFS SECURITIES
November 16, 2004 - May 24, 2012
MORGAN WILSHIRE SECURITIES, INC.
April 21, 2004 - October 5, 2004
COMMERCE ONE FINANCIAL INC.
Primary Firm SEC Registration
WEATHERVANE ASSET MANAGEMENT LLC
CRD#: 312424 / SEC#: 801-120286
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2014)
(10/21/2014)
(7/16/2026)
(10/21/2014)
(10/21/2014)
(10/21/2014)
(6/16/2015)
(10/21/2014)
(10/21/2014)
(2/16/2017)
(7/16/2026)
(9/16/2021)
(7/16/2026)
(10/21/2014)
(7/16/2026)
(10/18/2017)
(6/18/2018)
(1/4/2017)
(4/8/2019)
(10/21/2014)
(2/16/2017)
(10/21/2014)
(10/21/2014)
(11/26/2018)
(1/28/2021)
(7/16/2026)
(10/21/2014)
(8/5/2021)
(10/29/2014)
(8/19/2021)
(4/14/2016)
(7/16/2026)
(10/23/2018)
(7/16/2026)
(10/29/2014)
(7/16/2026)
(10/21/2014)
(10/21/2014)
(7/16/2026)
(10/21/2014)
(4/8/2015)
(7/16/2026)
(10/21/2014)
(2/13/2018)
(10/16/2023)
(10/21/2014)
(6/2/2025)
(10/21/2014)
(10/23/2018)
(7/16/2026)
(10/21/2014)
(10/29/2014)
(7/16/2026)
(2/16/2017)
(11/29/2016)
Exams
FINRA
Current Firm
WEATHERVANE ASSET MANAGEMENT LLC
CRD#: 312424 / SEC#: 801-120286
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 260,305,649 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
