Aalon Rose
Professional summary
Aalon Rose, who also goes by Allen Rose, is a registered financial advisor currently at FIRST AMERICAN ASSET ADVISORY, LLC located in Garden City, New York and MORGAN WILSHIRE SECURITIES, INC. located in Garden City, New York.
Aalon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Aalon has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aalon Rose's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2021 - Present
FIRST AMERICAN ASSET ADVISORY, LLC
Office #1: 59 Hilton Avenue, Suite 101, Garden City, NY 11530October 21, 2014 - Present
MORGAN WILSHIRE SECURITIES, INC.
Office #1: 59 Hilton Ave Suite 101, Garden City, NY 11530April 28, 2014 - November 13, 2014
NATIONAL SECURITIES CORPORATION
April 25, 2012 - April 30, 2014
IFS SECURITIES
November 16, 2004 - May 24, 2012
MORGAN WILSHIRE SECURITIES, INC.
April 21, 2004 - October 5, 2004
COMMERCE ONE FINANCIAL INC.
Primary Firm SEC Registration
FIRST AMERICAN ASSET ADVISORY, LLC
CRD#: 282254 / SEC#: 801-126067
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2014)
(10/21/2014)
(10/21/2014)
(10/21/2014)
(10/21/2014)
(6/16/2015)
(10/21/2014)
(10/21/2014)
(2/16/2017)
(9/16/2021)
(10/21/2014)
(10/18/2017)
(6/18/2018)
(1/4/2017)
(4/8/2019)
(10/21/2014)
(2/16/2017)
(10/21/2014)
(10/21/2014)
(11/26/2018)
(1/28/2021)
(10/21/2014)
(8/5/2021)
(10/29/2014)
(8/19/2021)
(4/14/2016)
(10/23/2018)
(10/29/2014)
(10/21/2014)
(10/21/2014)
(10/21/2014)
(4/8/2015)
(10/21/2014)
(2/13/2018)
(10/16/2023)
(10/21/2014)
(6/2/2025)
(10/21/2014)
(10/23/2018)
(10/21/2014)
(10/29/2014)
(2/16/2017)
(11/29/2016)
Exams
FINRA
Current Firm
FIRST AMERICAN ASSET ADVISORY, LLC
CRD#: 282254 / SEC#: 801-126067
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 140,163,741 |
Red Flags
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