Daniel P. Kobayashi

GT SECURITIES

Los Angeles, CA 90094

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CRD#: 4785280

Professional summary

Daniel Park Kobayashi is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Park Kobayashi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2022 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 116012

Los Angeles, CA

Past

April 4, 2019 - September 10, 2020

YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587

LAFAYETTE, CA

Past

November 9, 2017 - April 16, 2019

BANKERS CAPITAL INTERNATIONAL

CRD#: 166846

NEW YORK, NY

Past

March 22, 2017 - August 16, 2017

PT SECURITIES, LLC

CRD#: 169662

ANCHORAGE, AK

Past

May 27, 2008 - March 20, 2017

DOMINICK & DICKERMAN LLC

CRD#: 7344

NEW YORK, NY

Past

March 30, 2007 - April 9, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 30, 2004 - February 8, 2007

MILESTONE ADVISORS LLC

CRD#: 112481

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/1/2022)

New York
(8/1/2022)

Exams

State Security Law Exam

Series 63

Date: 8/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GT SECURITIES, INC.

GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

12130 Millennium Dr, Los Angeles, CA 90094

Phone number

(310) 846-5004

Established

California since 12/06/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GROWTHINK, INC.	PARENT CORPORATION
MUELLER, MICHELLE	CHIEF COMPLIANCE OFFICER	6707697
TURO, JAMES STEVEN	MANAGING DIRECTOR	2083402

Red Flags

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Daniel P. Kobayashi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Park Kobayashi's CRS (Customer Relationship Summary).

Certified licenses

Experience

YOSEMITE EXECUTION PARTNERS INC.

BANKERS CAPITAL INTERNATIONAL

PT SECURITIES, LLC

DOMINICK & DICKERMAN LLC

J.P. MORGAN SECURITIES INC.

MILESTONE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/9/2004

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2004

Series 24

Date: 6/24/2017

FINRA

Current Firm

GT SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GT SECURITIES, INC.

TRUST BUT VERIFY

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