MP
Michael P. Palmer
J. W. COLE ADVISORS
Erie, PA 16506
Some features on this profile are disabled
CRD#: 4785041
MP
Professional summary
Michael P. Palmer, who also goes by Mike P Palmer, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Erie, Pennsylvania and J.W. COLE FINANCIAL, INC. located in Erie, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike P Palmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) A) JOSEPHINE A FRISINA TRUST B) NON-INVESTMENT RELATED C) 2415 W GRANDVIEW BLVD, ERIE, PA 16506 D) EDUCATIONAL TRUST FOR RESIDUE OF ESTATE OF JOSEPHINE FRISINA E) TRUSTEE F) START: 01/2015 G) 5 HRS/MO H) 0 TRADING HRS I) DISTRIBUTION OF FUNDS TO FAMILY MEMBERS FOR HIGHER EDUCATION K) NO CLIENTS INVOLVED (2) A) MICHAEL P PALMER B) INVESTMENT RELATED C) 2415 W GRANDVIEW BLVD, ERIE, PA 16506 D) FIXED INSURANCE AND FIXED ANNUITIES E) AGENT F) START: 09/2003 G) 10 HRS/MO H) 10 TRADING HRS I) MARKETING & SALES OF FIXED ANNUITIES AND FIXED LIFE INSURANCE K) CLIENTS INVOLVED (3) A) PACIFIC REALTY, LLC B) NON-INVESTMENT RELATED C) 2415 W GRANDVIEW BLVD, ERIE, PA 16506 D) LLC WHICH OWNS OFFICE BUILDING E) MEMBER F) START: 06/2011 G) 0 HRS/MO H) 0 TRADING HRS I) OCCASIONAL MAINTENANCE AND REPAIRS J) NON-OFFICER/DIRECTOR K) CLIENTS INVOLVED (4) JWC Wealth Management; DBA; 2415 W. Grandview Blvd, Erie, PA 16506; Investment Related; Investment Advisor Representative; Investment advice, insurance sales; Start 1/2/2024; 130 hours/month, 130 hours/month during trading. (5) A) Bethany D. Palmer IRREV Trust B) Non-investment related C) 2415 W. Grandview Blvd. Erie, PA 16506 D) Trustee E) Start Date 8/16/2022 F) 1 hour per month during trading (6) A) Bethany D. Palmer B) POA and Executor of Estate C) Non-investment related D) 2415 W. Grandview Blvd. Erie, PA 16506 E) Start Date 12/27/2022 F) 0 hours per month during trading (7) A) Margaret Palmer B) POA and Executor of Estate C) Non-investment related D) 2415 W. Grandview Blvd. Erie, PA 16506 E) Start Date 8/10/2018 F) 0 hours per month during trading (8) A) Michelle Palmer B) POA and Executor of Estate C) Non-investment related D) 2415 W. Grandview Blvd. Erie, PA 16506 E) Start Date 6/6/2023 F) 0 hours per month during trading (9) Water Polo Official; Not investment related; Officiating high school water polo games in Pennsylvania; Water polo referee/official; Start 9/1/2025; 0 hours/month during trading
CRS (Client Relationship Summary) - RIA
Click below to view Michael P. Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2016 - Present
J. W. COLE ADVISORS, INC.
Office #1: 2415 W. Grandview Blvd., Erie, PA 16506RIA
CRD#: 112294
Erie, PA
Current
November 9, 2016 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 2415 W. Grandview Blvd, Erie, PA 16506BD
CRD#: 124583
Erie, PA
Past
October 14, 2013 - October 27, 2016
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
ERIE, PA
Past
October 14, 2013 - October 27, 2016
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
ERIE, PA
Past
June 11, 2004 - October 14, 2013
SPC
RIA
CRD#: 110692
ERIE, PA
Past
June 3, 2004 - October 14, 2013
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
ERIE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/9/2016)
RR
Florida(12/23/2016)
RR
Idaho(2/12/2024)
RR
Missouri(10/14/2021)
RR
Nevada(1/9/2019)
RR
New Jersey(11/9/2016)
RR
New Mexico(11/8/2024)
RR
New York(11/9/2016)
RR
North Carolina(11/23/2016)
RR
Ohio(11/9/2016)
RR
Pennsylvania(11/9/2016)
IAR
Pennsylvania(11/9/2016)
RR
South Carolina(11/9/2016)
RR
Utah(1/30/2024)
RR
Virginia(11/9/2016)
RR
Wisconsin(4/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
