RB
Richard M. Benedetti
NEWBRIDGE SECURITIES
Syosset, NY 11791
Some features on this profile are disabled
CRD#: 4779697
RB
Professional summary
Richard M Benedetti, who also goes by Richard Benedetti, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Syosset, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2004. Richard has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Richard Benedetti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Richard M Benedetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2007 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 6800 Jericho Turnpike Suite 118e, Syosset, NY 11791BD
CRD#: 104065
Syosset, NY
Past
April 6, 2004 - January 18, 2007
GREAT EASTERN SECURITIES, INC.
BD
CRD#: 2061
SYOSSET, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/24/2007)
RR
Colorado(1/24/2007)
RR
Connecticut(1/24/2007)
RR
Florida(1/24/2007)
RR
Georgia(1/24/2007)
RR
Idaho(5/10/2007)
RR
Illinois(1/24/2007)
RR
Indiana(1/24/2007)
RR
Iowa(1/24/2007)
RR
Louisiana(1/24/2007)
RR
Michigan(1/24/2007)
RR
Minnesota(1/24/2007)
RR
New Mexico(8/27/2007)
RR
New York(1/22/2007)
RR
Ohio(1/24/2007)
RR
Oregon(3/1/2007)
RR
South Carolina(1/24/2007)
RR
Texas(1/24/2007)
RR
Virginia(1/24/2007)
RR
Washington(2/22/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NS
NEWBRIDGE SECURITIES CORPORATION
LUDWIG INVESTMENTS, INC. | NEWBRIDGE SECURITIES CORPORATION | NEWBRIDGE SECURITIES CORP.
CRD#: 104065 / SEC#: , 8-52538
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Phone number
(954) 334-3450
Established
Virginia since 12/17/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
