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FIRM PROFILE
Overview
NEWBRIDGE SECURITIES CORPORATION is located at 1200 North Federal Highway Suite 400, Boca Raton, FL 33432 and was first established at Florida, Virginia in 12/17/1997. After operating for 28 years, NEWBRIDGE SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NEWBRIDGE SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. NEWBRIDGE SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NEWBRIDGE SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 37 disclosures, 33 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NEWBRIDGE SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NEWBRIDGE SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NEWBRIDGE SECURITIES CORPORATION Comes From
Understanding the Statistics for NEWBRIDGE SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Small
(954) 334-3450
Virginia since 12/17/1997
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | ||
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 | |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 | |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 | |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 | |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 | |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
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Advisor's working at NEWBRIDGE SECURITIES CORPORATION
Pamela Nisbet Mcwhorter
Neil Robert Bradie
Michael Leonard Whitaker
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