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Wayne Chen

AIP CAPITAL MARKETS
ROLLING HILLS ESTATES, CA 90274
CRD#: 4779449
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WC
Wayne ChenAIP CAPITAL MARKETS

Professional summary


Wayne Chen, who also goes by Chia Hung Chen, Wayne H Chen, is a registered financial professional currently at AIP CAPITAL MARKETS LLC located in Rolling Hills Estates, California and ACHELOUS PARTNERS, LLC located in New York City, New York.

Wayne is registered as a RR (Registered Representative) and started their career in finance in 2013. Wayne has worked at 5 firms and has passed the SIE, Series 99 and Series 27 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chia Hung Chen | Wayne H Chen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Wayne Chen's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 31, 2026 - Present

AIP CAPITAL MARKETS LLC

Office #1: 4 Santa Cruz, Rolling Hills Estates, CA 90274
BD
CRD#: 288932
ROLLING HILLS ESTATES, CA
Current

March 31, 2026 - Present

ACHELOUS PARTNERS, LLC

Office #1: 800 Third Avenue, Floor 21, New York City, NY 10022
BD
CRD#: 123380
New York City, NY
Current

April 9, 2026 - Present

COVENTRY SECURITIES, LLC

Office #1: 7111 Valley Green Road, Fort Washington, PA 19034
BD
CRD#: 150462
FORT WASHINGTON, PA
Current

May 2, 2026 - Present

PH PARTNERS, LLC

Office #1: 515 Congress Avenue Suite 1515, Austin, TX 78701
BD
CRD#: 130790
AUSTIN, TX
Past

September 10, 2013 - February 20, 2026

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/6/2013
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PP
PH PARTNERS, LLC
EHRENBERG CHESLER SECURITIES, INC | PH PARTNERS, LLC

CRD#: 130790 / SEC#: , 8-66396

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Mailing Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Phone number
+1 (415) 317-1122
Established
Texas since 01/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
PERKINS, BENJAMIN WADECEO/CCO/MANAGING MEMBER3162623

Disclosures


Regulatory Event3

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PH PARTNERS, LLC

CRD#: 130790Rolling Hills Estates, CA 90274

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