Wayne Chen
Professional Summary
Wayne Chen, who also goes by Chia Hung Chen, Wayne H Chen, is a registered financial advisor currently at COVENTRY SECURITIES, LLC located in Fort Washington, Pennsylvania and PH PARTNERS, LLC located in Austin, Texas. Wayne is registered as a RR (Registered Representative) and started their career in finance in 2013. Wayne has worked at 6 firms and has passed the SIE, Series 99 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wayne Chen, Chia Hung Chen, Wayne H Chen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
EHRENBERG CHESLER SECURITIES, INC | PH PARTNERS, LLC
Contact Information
Main Address
515 Congress Avenue Suite 1515, Austin, TX 78701Mailing Address
515 Congress Avenue Suite 1515, Austin, TX 78701Phone Number
+1 (415) 317-1122Established
Texas since 01/24/2017Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Wayne Chen's CRS (Customer Relationship Summary).
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