SM
Shane Maer
KESTRA ADVISORY SERVICES
Kings Park, NY 11754
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CRD#: 4775413
SM
Professional summary
Shane Maer, who also goes by Shane N/a Maer 12/24, Shane N/a Maer, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Kings Park, New York and KESTRA INVESTMENT SERVICES, LLC located in Kings Park, New York.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Shane has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shane N/a Maer 12/24 | Shane N/a Maer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Access Brokerage Investment Related: Yes Address: 14 Roosevelt Avenue Port Jefferson Station NY 11776 Nature of Business: Insurance Position, Title or Relationship: Other,appointed with insurance companies via access brokerage Start Date: 3/30/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide clients with appropriate insurance to meet their individual needsBusiness Name: MSFG The Deuce Inc Investment Related: No Address: 24 Enfield Lane Hauppauge NY 11788 Nature of Business: Other Other/None of the Above none of the above Position, Title or Relationship: Owner Start Date: 2/21/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Keep Books,Business Name: Main Street Financial Group Inc. Investment Related: Yes Address: 80 E. Main Street Kings Park NY 11754 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Associate Start Date: 6/1/2004 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial Planning, advisoryBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Shane Maer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 80 East Main Street, Kings Park, NY 11754RIA
CRD#: 283330
Kings Park, NY
Current
October 3, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 80 East Main St, Kings Park, NY 11754BD
CRD#: 42046
Kings Park, NY
Past
April 5, 2004 - October 9, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
KINGS PARK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/7/2014)
RR
California(9/25/2014)
RR
Connecticut(3/31/2011)
RR
Delaware(6/3/2008)
RR
District of Columbia(6/27/2018)
RR
Florida(10/3/2007)
RR
Illinois(12/20/2010)
RR
Louisiana(11/19/2012)
RR
Maine(4/15/2015)
RR
Maryland(1/14/2014)
RR
Massachusetts(8/17/2012)
RR
New Hampshire(11/2/2016)
RR
New Jersey(6/17/2008)
RR
New Mexico(12/24/2008)
RR
New York(10/3/2007)
IAR
New York(6/22/2021)
RR
North Carolina(1/9/2009)
RR
Ohio(1/20/2017)
RR
Pennsylvania(6/30/2011)
RR
South Carolina(1/2/2019)
RR
Texas(10/12/2023)
IAR
Texas(10/13/2023)
RR
Virginia(10/3/2007)
RR
Washington(1/5/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Kings Park, NY 11754TRUST BUT VERIFY
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