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Adam L. Ezell
CETERA INVESTMENT ADVISERS
MURFREESBORO, TN 37130
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CRD#: 4774168
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Professional summary
Adam Lyle Ezell is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Murfreesboro, Tennessee and CETERA INVESTMENT SERVICES LLC located in Nashville, Tennessee.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Adam has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Lyle Ezell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 100 E Vine St Ste 200, Murfreesboro, TN 37130RIA
CRD#: 105644
MURFREESBORO, TN
Current
September 12, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1025 Joyce Lane, Nashville, TN 37216Office #2: 4410 Ridgefield Way, Nashville, TN 37205Office #3: 100 E Vine St Ste 200, Murfreesboro, TN 37130Office #4: 1206 Murfreesboro Rd, Franklin, TN 37064Office #5: 3572 Tom Austin Highway, Springfield, TN 37172Office #6: 1624 21st Ave S, Nashville, TN 37212Office #7: 4056 Nolensville Rd, Nashville, TN 37211Office #8: 3021 W End Ave, Nashville, TN 37203Office #9: 805 Memorial Blvd, Murfreesboro, TN 37129BD
CRD#: 15340
Nashville, TN
Past
March 29, 2004 - March 22, 2006
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
MURFREESBORO, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(11/28/2017)
IAR
Tennessee(11/29/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)PREMIUM
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Murfreesboro, TN 37130TRUST BUT VERIFY
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