Edward A. Boll

EAB INVESTMENT GROUP

Philadelphia, PA 19103

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CRD#: 4771992

Professional summary

Edward Allan Boll, who also goes by Ed Boll, Edward Allan Boll Mr., is a registered financial advisor currently at EAB INVESTMENT GROUP, LLC located in Philadelphia, Pennsylvania and GUGGENHEIM SECURITIES, LLC located in New York, New York.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Edward has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Boll | Edward Allan Boll Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Easterly EAB Risk Solutions LLC || Small Private Company - Asset Management of institutional accounts running EAB's current Domestic Hedge Equity strategy || LOCATED: Philadelphia PA||Passive Partner || START: 01/2022 ||DEVOTE: 2hrs/mth with 1hrs/mth during securities trading hrs || investment related ||+||EAB Investment Group || SEC Registered Investment Advisor || LOCATED: Philadelphia PA ||Non-Executive Chairman as on 2022|| START: 01/2011 ||DEVOTE: 40hrs/mth with 10hrs/mth during securities trading hrs || investment related ||+||Guggenheim Securities, LLC || Registered Broker Dealer || Located: New York, NY ||Independent Contractor/Registered Rep ||Start Date: 7/2020|| Investment related ||+||

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Allan Boll's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2020 - Present

EAB INVESTMENT GROUP, LLC

Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103

RIA

CRD#: 165865

Philadelphia, PA

Current

July 6, 2020 - Present

GUGGENHEIM SECURITIES, LLC

Office #1: 330 Madison Avenue, New York, NY 10017

CRD#: 40638

New York, NY

Past

December 14, 2012 - January 13, 2021

SRT SECURITIES LLC

CRD#: 33725

BIRMINGHAM, MI

Past

September 20, 2011 - December 20, 2012

LIGHTSPEED TRADING, LLC

CRD#: 35519

NEW YORK, NY

Past

June 3, 2010 - December 23, 2010

MCGOWAN INVESTORS, L.P.

CRD#: 127813

PHILADELPHIA, PA

Past

March 30, 2005 - June 29, 2007

DC TRADING PARTNERS L.L.C.

CRD#: 134113

NEW YORK, NY

Past

July 9, 2004 - November 2, 2004

SLK-HULL DERIVATIVES LLC

CRD#: 46735

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAB INVESTMENT GROUP, LLC

EAB INVESTMENT GROUP, LLC | EASTERLY EAB

CRD#: 165865 / SEC#: 801-96306

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

New Jersey

Registered Investment Advisory firm - (7/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/29/2020)

Colorado
(7/28/2020)

Connecticut
(7/29/2020)

Florida
(7/28/2020)

Illinois
(7/29/2020)

Maryland
(7/29/2020)

Massachusetts
(7/29/2020)

New Jersey
(7/29/2020)

New York
(7/6/2020)

North Carolina
(7/29/2020)

Ohio
(7/29/2020)

Oklahoma
(10/12/2020)

IAR

Pennsylvania
(5/14/2020)

Pennsylvania
(7/29/2020)

Tennessee
(8/9/2022)

Texas
(7/29/2020)

Virginia
(7/29/2020)

Washington
(7/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/11/2020

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

EAB INVESTMENT GROUP, LLC

EAB INVESTMENT GROUP, LLC | EASTERLY EAB

CRD#: 165865 / SEC#: 801-96306

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

New Jersey

Registered Investment Advisory firm - (7/15/2021 Terminated)

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Contact information

Main Address

150 Monument Road Suite 207, Bala Cynwyd, PA 19004

Mailing Address

Phone number

(646) 583-0032

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

EAB ADV PART 2 (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 219,602,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward A. Boll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Allan Boll's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

SRT SECURITIES LLC

LIGHTSPEED TRADING, LLC

MCGOWAN INVESTORS, L.P.

DC TRADING PARTNERS L.L.C.

SLK-HULL DERIVATIVES LLC

Primary Firm SEC Registration

EAB INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2012

Series 63

Date: 9/26/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2004

Series 4

Date: 6/11/2020

FINRA

Nasdaq Stock Market

Current Firm

EAB INVESTMENT GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAB INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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