JR
J. G. Rhodes
RHODES INVESTMENT ADVISORS
Fort Worth, TX 76012
Some features on this profile are disabled
CRD#: 4763582
JR
Professional summary
J. Gordon Rhodes, who also goes by Gordon Rhodes, is a registered financial advisor currently at RHODES INVESTMENT ADVISORS, INC. located in Fort Worth, Texas and RHODES SECURITIES, INC. located in Fort Worth, Texas.
J. is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. J. has worked at 2 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 53, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gordon Rhodes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 60% SHAREHOLDER/OWNER EMPLOYEE/OFFICER OF RHODES SECURITIES, INC., BROKER DEALER, CEO LOCATED AT 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102. 2. INSURANCE AGENT REPRESENTING SEVERAL COMPANIES LESS THAN 20 HOURS A WEEK. 3. PRESIDENT, STOCKHOLDER - FRIE FINANCIAL GROUP INC. LESS THAN 10 HOURS A WEEK 4. SCRUDDLE - LESS THAN 20 HOURS A WEEK, OFFICER/EXECUTIVE INTERNET COMPANY 5. SHAREHOLDER - PREFERRED FINANCIAL SERVICES INC. - 4/30/2022 6. FLETCH CAPITAL LLC, MEMBER, STARTED 2021, COMPANY TRADES OPTIONS, NO HOURS DEVOTED PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view J. Gordon Rhodes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2004 - Present
RHODES INVESTMENT ADVISORS, INC.
Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76012RIA
CRD#: 114245
Fort Worth, TX
Current
March 11, 2004 - Present
RHODES SECURITIES, INC.
Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76102BD
CRD#: 19610
Fort Worth, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RHODES INVESTMENT ADVISORS, INC.
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
CRD#: 114245 / SEC#: 801-117510
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)Kansas
Registered Investment Advisory firm - (11/5/2020 Terminated)Louisiana
Registered Investment Advisory firm - (11/6/2020 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (1/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (11/5/2020 Terminated)Texas
Registered Investment Advisory firm - (11/5/2020 Terminated)Washington
Registered Investment Advisory firm - (12/31/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/24/2012)
RR
California(4/12/2007)
RR
Colorado(12/13/2005)
RR
District of Columbia(9/4/2007)
RR
Florida(4/19/2007)
RR
Illinois(7/20/2006)
RR
Iowa(5/24/2012)
RR
Kansas(1/4/2006)
RR
Louisiana(1/25/2007)
RR
Maryland(10/7/2008)
RR
Minnesota(7/24/2006)
RR
Missouri(8/22/2007)
RR
New Jersey(5/8/2015)
RR
New Mexico(5/22/2019)
RR
New York(5/24/2012)
RR
Ohio(5/21/2007)
RR
Oklahoma(7/24/2006)
RR
Oregon(4/8/2025)
RR
Tennessee(2/10/2023)
RR
Texas(6/3/2004)
IAR
Texas(6/16/2004)
RR
Utah(3/11/2016)
RR
Virginia(8/17/2006)
RR
Wisconsin(7/27/2009)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 10/8/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 3/30/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RHODES INVESTMENT ADVISORS, INC.
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
CRD#: 114245 / SEC#: 801-117510
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)Kansas
Registered Investment Advisory firm - (11/5/2020 Terminated)Louisiana
Registered Investment Advisory firm - (11/6/2020 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (1/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (11/5/2020 Terminated)Texas
Registered Investment Advisory firm - (11/5/2020 Terminated)Washington
Registered Investment Advisory firm - (12/31/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
306 West 7th Street Suite 1000, Fort Worth, TX 76012
Mailing Address
Phone number
(817) 334-0455
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 376,312,618 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
