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JM

Joanne V. Mcknight

CETERA INVESTMENT ADVISERS LLC
Kansas City, MO
Some features on this profile are disabled
CRD#: 4762825
JM

Professional summary

Joanne Vera Mcknight, who also goes by Joanne Vera Paula Mcelroy, Joanne V Mcknight, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Kansas City, Missouri and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.

Joanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joanne has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joanne Vera Paula Mcelroy | Joanne V Mcknight

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanne Vera Mcknight's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Kansas City, MO
Current

June 22, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 15340
El Segundo, CA
Current

June 22, 2023 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 10358
El Segundo, CA
Current

June 22, 2023 - Present

CETERA ADVISORS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 10299
El Segundo, CA
Current

September 6, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2301 Rosecrans Ave Ste #5100, El Segundo, CA 90245Office #2: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 13572
EL SEGUNDO, CA
Past

October 15, 2024 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

June 22, 2023 - June 30, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
Kansas City, MO
Past

June 22, 2023 - June 30, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

October 8, 2021 - June 15, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
OVERLAND PARK, KS
Past

May 12, 2021 - June 15, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
OVERLAND PARK, KS
Past

November 15, 2016 - September 14, 2021

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

November 15, 2016 - September 14, 2021

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

April 24, 2009 - October 14, 2016

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
KANSAS CITY, MO
Past

April 24, 2009 - October 14, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
KANSAS CITY, MO
Past

December 12, 2005 - May 14, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
KANSAS CITY, MO
Past

December 12, 2005 - May 14, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
KANSAS CITY, MO
Past

March 2, 2005 - November 1, 2005

FIRST HORIZON ADVISORS, INC.

RIA
CRD#: 17117
LEAWOOD, KS
Past

March 2, 2005 - November 1, 2005

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
MEMPHIS, TN
Past

July 6, 2004 - February 25, 2005

PIPER SANDLER & CO.

RIA
CRD#: 665
LEAWOOD, KS
Past

May 31, 2004 - February 25, 2005

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Missouri
(6/29/2023)
RR
Missouri
(8/31/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/2/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/28/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Kansas City, MO

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