Donna L. Herrera
Professional summary
Donna Lori Herrera, who also goes by Donna L Barbara, Donna Lori Barbara, Donna L Herrera, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Deer Park, New York.
Donna is registered as a RR (Registered Representative) and started their career in finance in 2004. Donna has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donna Lori Herrera's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2020 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 724 Long Island Ave, Deer Park, NY 11729September 1, 2020 - June 30, 2025
LPL FINANCIAL LLC
May 1, 2018 - September 10, 2020
PURSHE KAPLAN STERLING INVESTMENTS
February 25, 2016 - May 2, 2018
GROVE POINT INVESTMENTS, LLC
April 6, 2011 - December 5, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 12, 2009 - February 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2004 - November 16, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139Deer Park, NY 11729TRUST BUT VERIFY
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