BS
Brooke G. Seale
STATE FARM INVESTMENT MANAGEMENT
Mt Sterling, KY 40353-1008
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CRD#: 4758649
BS
Professional summary
Brooke Griffith Seale, who also goes by Brooke Griffith Combs, Brooke Lynn Griffith, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Mt Sterling, Kentucky and STATE FARM VP MANAGEMENT CORP. located in Mt Sterling, Kentucky.
Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brooke has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brooke Griffith Combs | Brooke Lynn Griffith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brooke L Seale Insurance Agency; Investment-related; 675 Vance Dr Mt Sterling, KY 40353-1008; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent09/01/2004; 80; 80; Service customers and supervise employees 2) Montgomery County School System District Planning Committee; non-investment-related; 3400 Indian Mound Drive Mount Sterling, KY 40353; Association/Committee/Council; other; none; 11/30/2023; 2; 0; Committee, Member of district planning committee for Montgomery County Schools. The committee looks at the district improvement plans (academic goals, reading goals, graduation rates, transition readiness) and give feedback on the goals. Also discuss what skills are needed in the graduates for Montgomery County. 3) Brooke Seale - Property #1 (personally held real estate); Investment-Related; 248 E College Avenue Stanton, KY 40380; Investment or Commercial Property; Owner; None; 05/10/2017; 2; 1; Personally Held Real Estate 4) Brooke Seale - Property #2 (personally held real estate); Investment-Related; 4050 Spencer Pike Mount Sterling, KY 40353; Investment or Commercial Property; Owner; None; 12/02/2020; 2; 1; Personally Held Real Estate 5) Chenault Agriculture Advisory Committee; non-investment-related; 2130 Camargo Road Mount Sterling KY. 40353; Education; Other; 05/19/2025; 1;0; Advisory Committee.
CRS (Client Relationship Summary) - RIA
Click below to view Brooke Griffith Seale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 675 Vance Dr, Mt Sterling, KY 40353-1008RIA
CRD#: 3487
Mt Sterling, KY
Current
March 2, 2004 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 675 Vance Dr, Mt Sterling, KY 40353-1008BD
CRD#: 43036
Mt Sterling, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(3/9/2004)
IAR
Kentucky(12/21/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Mt Sterling, KY 40353-1008TRUST BUT VERIFY
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