RA
Ryan F. Antepenko
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Louisville, KY
Some features on this profile are disabled
CRD#: 4758268
RA
Professional summary
Ryan Frank Antepenko, AIF®, who also goes by Ryan Antepenko, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Louisville, Kentucky and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cincinnati, Ohio.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Antepenko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE 2) THE ROSSELOT FINANCIAL GROUP INC, 7426 JAGER COURT CINCINNATI OH, 8/2003, VICE PRESIDENT/FINANCIAL PROFESSIONAL, DBA, INV REL - 40/WK - 40/TRADING 3) THE ROSSELOT FINANCIAL GROUP INC, 7426 JAGER COURT CINCINNATI OH, 8/2003, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40/WK 40/TRADING 4) FRANKLIN FINANCIAL GROUP, 755 MAIDSTONE CT CINCINNATI OH, 1/2005, AS LOAN OFFICER, INV REL, 5/WK 5/TRADING 5) INTERDEPENDENT ADVISORS LLC, 7426 JAGER CT CINCINNATI OH, 01/2018, VP ROSSELOT FINANCIAL GROUP, SUPER OSJ, INV REL, 15/WK 10/TRADING 6) MURPHY BUSINESS SALES, 4350 BROWNSBORO RD STE 110 LOUISVILLE KY, 09/2019. REFERRAL, REFER BUSINESS OWNERS, NIR, 5/MO 5/TRADING 7) AK BUSINESS PROPERTIES LLC, 7426 JAGER CT CINCINNATI OH, REAL ESTATE HOLDINGS, MEMBER, 04/01/20, NIR, 0/MO 0/TRADING 8) CONCH REPUBLIC PARTNERS LLC, 1547 VANCROSS COURT Cincinnati OH 45230, 03/2022, OWNER, REAL ESTATE, NIR, 1 HR/MONTH 0 HR/MONTH TRADING 9) RFG LEGACY PARTNERS LLC, 7426 Jager Court, Cincinnati OH 45230, 01/2025, Owner, CIRA Affiliation, NIR, 0 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Frank Antepenko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 16, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 7426 Jager Ct., Cincinnati, OH 45230RIA
CRD#: 134139
Louisville, KY
Current
October 16, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7426 Jager Ct., Cincinnati, OH 45230BD
CRD#: 39543
Cincinnati, OH
Past
May 1, 2007 - October 19, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
CINCINNATI, OH
Past
May 1, 2007 - October 19, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
CINCINNATI, OH
Past
June 12, 2006 - November 13, 2007
THE ROSSELOT FINANCIAL GROUP, INC.
RIA
CRD#: 121398
CINCINNATI, OH
Past
March 9, 2004 - May 9, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/13/2018)
RR
Arizona(10/16/2017)
RR
California(10/16/2017)
RR
Colorado(10/16/2017)
RR
Delaware(3/11/2022)
RR
District of Columbia(10/16/2017)
RR
Florida(10/16/2017)
RR
Georgia(5/17/2024)
RR
Illinois(10/16/2017)
RR
Indiana(10/16/2017)
RR
Kansas(7/21/2020)
RR
Kentucky(10/16/2017)
RR
Maryland(10/16/2017)
RR
Michigan(6/19/2019)
RR
Minnesota(10/16/2017)
RR
Mississippi(5/30/2019)
RR
Missouri(10/16/2017)
RR
Montana(11/9/2017)
RR
New Hampshire(10/16/2017)
RR
New Mexico(10/16/2017)
RR
New York(10/16/2017)
RR
North Carolina(10/16/2017)
RR
Ohio(10/16/2017)
IAR
Ohio(10/17/2017)
RR
Pennsylvania(10/16/2017)
RR
South Carolina(10/16/2017)
RR
South Dakota(10/16/2017)
RR
Tennessee(3/11/2022)
RR
Texas(1/2/2020)
IAR
Texas(1/2/2020)
RR
Virginia(10/16/2017)
RR
Washington(8/16/2018)
RR
West Virginia(10/16/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
