Patrick J. Nichols
Professional summary
Patrick James Nichols is a registered financial professional currently at OLD MISSION CAPITAL, LLC located in New York, New York and OLD MISSION MARKETS LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2004. Patrick has worked at 6 firms and has passed the Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick James Nichols's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2011 - Present
OLD MISSION CAPITAL, LLC
Office #1: 120 Broadway Street, New York, NY 10271July 13, 2016 - Present
OLD MISSION MARKETS LLC
Office #1: 120 Broadway 11th Floor, New York, NY 10271February 6, 2006 - May 5, 2010
JANE STREET MARKETS, LLC
May 23, 2005 - April 8, 2009
JANE STREET SPECIALISTS, LLC
February 3, 2004 - June 29, 2004
JANE STREET SPECIALISTS, LLC
February 3, 2004 - January 20, 2011
JANE STREET CAPITAL, LLC
February 2, 2004 - January 21, 2010
JANE STREET TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/18/2015
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
OLD MISSION MARKETS LLC
CRD#: 281867 / SEC#: , 8-69691
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD MISSION FINANCIAL SERVICES LLC | OWNER | |
| GASTON, STEVEN JOHN | CHIEF COMPLIANCE OFFICER | 3094187 |
| GUZOWSKI, JOSEF MICHAEL | MANAGER, CEO | 2989719 |
| KEITH, ALLEN THOMAS | FINOP | 4457493 |
| MARQUEZ AVITIA, ERICA NMN | CHIEF OPERATING OFFICER | 5074353 |
| NICHOLS, PATRICK JAMES | MANAGER | 4757503 |
| RUSSINA, BRYAN SCOTT | MANAGER | 5031844 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
