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Gabriel Enrique Gendler

GALICIA CAPITAL US
Miami, FL
·CRD# 4754607·22 years experience

Professional Summary

Gabriel Enrique Gendler, who also goes by Gabriel E Gendler, is a registered financial advisor currently at GALICIA CAPITAL US, LLC located in Miami, Florida. Gabriel is registered as a RR (Registered Representative) and started their career in finance in 2004. Gabriel has worked at 7 firms and has passed the Series 66, Series 79TO, Series 82TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gabriel E Gendler

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

GALICIA CAPITAL US, LLC·CRD# 329157
BD
1395 Brickell Ave Suite 950, Miami, FL 33131
September 4, 2024 - Present
BLACK TORO LLC·CRD# 315289
RIA
Coral Gables, FL
February 21, 2023 - March 9, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Miami, FL
March 13, 2014 - June 6, 2022
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Miami, FL
December 20, 2013 - June 6, 2022
INSIGNEO SECURITIES, LLC·CRD# 29249
BD
Miami, FL
May 17, 2013 - December 2, 2013
ITAU INTERNATIONAL SECURITIES INC.·CRD# 144769
BD
Miami, FL
November 18, 2009 - October 15, 2012
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Miami, FL
May 29, 2007 - November 16, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Miami, FL
May 29, 2007 - November 16, 2009
CITICORP INVESTMENT SERVICES·CRD# 23988
RIA
Miami, FL
July 19, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Miami, FL
February 19, 2004 - May 29, 2007

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Current Firm

GC
GALICIA CAPITAL US, LLC

GALICIA CAPITAL US, LLC

CRD#: 329157 / SEC#: 8-71205
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1395 Brickell Ave Suite 950, Miami, FL 33131

Mailing Address

1395 Brickell Ave Suite 950, Miami, FL 33131

Phone Number

(786) 840-4830

Established

Florida since 10/23/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALICIA HOLDINGS US, INC.MEMBER—
ATTANASIO, ELIZABETH MARIEFINOP5325007
GENDLER, GABRIEL ENRIQUECHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER4754607
SHAH, RAJIV KIRITSUPERVISORY PRINCIPAL3162156

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTERED CERTIFIED PUBLIC ACCOUNTANT; NOT INVESTMENT RELATED; CHICAGO, IL; START 3/6/2007; NO TIME DEVOTED. POWER OF ATTORNEY FOR PARENTS; INV RELATED; BUENOS AIRES, ARGENTINA; START 12/26/2017; 2 HRS/MO; 0 DURING TRADING. RENTAL FOR EVER, LLC; NOT INVESTMENT RELATED; CORAL SPRINGS, FL; 100% OWNERSHIP WITH SPOUSE; START 12/24/2018; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. RENTAL PROPERTY
(2), INV RELATED, CORAL SPRINGS, FL, 100% OWNERSHIP WITH SPOUSE, START 1/18/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, NO DUTIES. SEQUITUR CONSULTING LLC; NON INVESTMENT RELATED; 20 HRS PER WEEK; CONSULTING SERVICES TO FINANCIAL COMPANIES. CONSULTING FEES. SOLE MEMBER.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/19/2024)
RR
New York
(3/25/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2014About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2025About the Series 79TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Sep 2024About the Series 82TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2010About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2009

Series 7 — General Securities Representative Examination

Passed Feb 2004About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2024About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed May 2016About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2014About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Aug 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gabriel Enrique Gendler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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