Roderick J. Buie

BUIE INVESTMENT ADVISORS

CHARLOTTE, NC 28211

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CRD#: 4753755

Professional summary

Roderick J Buie JR, who also goes by Rod Jackson Buie, Rod Buie, Roderick J Buie, is a registered financial advisor currently at BUIE INVESTMENT ADVISORS, LLC located in Charlotte, North Carolina.

Roderick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Roderick has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rod Jackson Buie | Rod Buie | Roderick J Buie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roderick J Buie JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2013 - Present

BUIE INVESTMENT ADVISORS, LLC

Office #1: 319 South Sharon Amity Road Suite 200-h, Charlotte, NC 28211

RIA

CRD#: 129981

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/12/2013)

IAR

North Carolina
(3/27/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BUIE INVESTMENT ADVISORS, LLC

CRD#: 129981 / SEC#: 801-62747

RIA

Registered Investment Advisory firm - (8/10/2006 Terminated)

Florida

Registered Investment Advisory firm - (4/12/2013 Approved)

North Carolina

Registered Investment Advisory firm - (8/2/2006 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

319 South Sharon Amity Road Suite 200 - H, Charlotte, NC 28211

Mailing Address

Phone number

(704) 364-3810

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 44,266,822

Red Flags

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