Steven Naber

HALO SECURITIES

Chicago, IL 60606

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CRD#: 4752784

Professional summary

Steven Naber, who also goes by Steve M Naber, Steve Michael Naber, Steven Michael Naber, is a registered financial professional currently at HALO SECURITIES, LLC located in Chicago, Illinois.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve M Naber | Steve Michael Naber | Steven Michael Naber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Naber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2025 - Present

HALO SECURITIES, LLC

Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606

CRD#: 279029

Chicago, IL

Past

January 21, 2022 - October 3, 2023

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

December 2, 2013 - October 16, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

December 2, 2013 - December 24, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

Southlake, TX

Past

April 15, 2013 - April 15, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

Southlake, TX

Past

April 15, 2013 - December 24, 2021

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

December 4, 2009 - January 10, 2013

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

ALLEN, TX

Past

December 4, 2009 - January 10, 2013

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

ALLEN, TX

Past

October 26, 2006 - December 2, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

March 20, 2006 - December 1, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

January 4, 2005 - February 13, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

IRVING, TX

Past

May 19, 2004 - February 13, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/23/2025)

Alaska
(1/23/2025)

Arizona
(1/23/2025)

Arkansas
(1/23/2025)

California
(1/23/2025)

Colorado
(1/23/2025)

Connecticut
(1/23/2025)

Delaware
(1/23/2025)

District of Columbia
(1/23/2025)

Florida
(1/23/2025)

Georgia
(1/23/2025)

Hawaii
(1/23/2025)

Idaho
(1/23/2025)

Illinois
(1/23/2025)

Indiana
(1/23/2025)

Iowa
(1/23/2025)

Kansas
(1/23/2025)

Kentucky
(1/23/2025)

Louisiana
(1/23/2025)

Maine
(1/23/2025)

Maryland
(1/23/2025)

Massachusetts
(1/23/2025)

Michigan
(1/23/2025)

Minnesota
(1/23/2025)

Mississippi
(1/23/2025)

Missouri
(1/23/2025)

Montana
(1/23/2025)

Nebraska
(1/23/2025)

Nevada
(1/23/2025)

New Hampshire
(1/23/2025)

New Jersey
(1/23/2025)

New Mexico
(1/23/2025)

New York
(1/23/2025)

North Carolina
(1/23/2025)

North Dakota
(1/23/2025)

Ohio
(1/24/2025)

Oklahoma
(1/23/2025)

Oregon
(1/23/2025)

Pennsylvania
(1/23/2025)

Rhode Island
(1/23/2025)

South Carolina
(1/23/2025)

South Dakota
(1/23/2025)

Tennessee
(1/23/2025)

Texas
(1/23/2025)

Utah
(1/23/2025)

Vermont
(1/23/2025)

Virginia
(1/23/2025)

Washington
(1/23/2025)

West Virginia
(1/23/2025)

Wisconsin
(1/23/2025)

Wyoming
(1/23/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HALO SECURITIES, LLC

HALO SECURITIES | SENTINUS-HALO SECURITIES, LLC | SENTINUS-HALO SECURITIES | SENTINUS SECURITIES LLC | HALO SECURITIES, LLC

CRD#: 279029 / SEC#: , 8-69655

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

200 West Jackson Suite 1800, Chicago, IL 60606

Mailing Address

200 West Jackson Suite 1800, Chicago, IL 60606

Phone number

(847) 687-9460

Established

Illinois since 02/09/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HALO INVESTING, INC.	OWNER
BELKA, THOMAS JAMES	FINOP	2974998
GOLDSTEIN, DANA LYNN	CHIEF COMPLIANCE OFFICER	1993607
RADGOWSKI, MATTHEW JOSEPH	CEO	2510172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven Naber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Naber's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANZ LIFE FINANCIAL SERVICES, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2004

Series 63

Date: 6/25/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2004

FINRA

Current Firm

HALO SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HALO SECURITIES, LLC

TRUST BUT VERIFY

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