AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Sophia Le Goode

Sophia L. Goode

STRATEGIC ADVISERS LLC | Investment Consultant, Investor Center
PALM HARBOR, FL
Some features on this profile are disabled
CRD#: 4749687
Sophia Le Goode

Professional summary

Sophia Le Goode, who also goes by Sophia Le Gillin, Sophia Le Goode, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Palm Harbor, Florida and FIDELITY BROKERAGE SERVICES LLC located in Clearwater, Florida.

Sophia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Sophia has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Biography

As an investment consultant, I will work with you to develop and implement a customized financial plan, and help you make sound investment decisions. I'm committed to guiding you to strategies that can help simplify and improve your financial life.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sophia Le Gillin | Sophia Le Goode

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-63735|OrgNmn:FINRA Arbitrator|Org Addr:Tampa,Florida,US|OBA Nature:FINRA Arbitrator. Can be calle|Invst Rel:Y|Title:Finra arbitrator|Duties:May be called during business hours, cases may be 2-3 days.|StrtDt:10-20-2021|TotHrs/mon:1|TrdHrs/mon:1|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophia Le Goode's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of Florida

Bachelor of Science (BS) - journalism and communications

2003

University of Florida

Bachelor of Arts (BA) - East Asia (languages and literature)

2003

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 28100 Us Hwy 19 N Ste 101, Clearwater, FL 33761-2657
RIA
CRD#: 104555
PALM HARBOR, FL
Current

October 28, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 28100 Us Hwy 19 N Ste 101, Clearwater, FL 33761-2635
BD
CRD#: 7784
Clearwater, FL
Past

December 1, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
JACKSONVILLE, FL
Past

August 10, 2020 - October 29, 2021

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

RIA
CRD#: 143608
TAMPA, FL
Past

August 17, 2018 - June 4, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
PALM HARBOR, FL
Past

August 13, 2018 - June 4, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Oldsmar, FL
Past

June 26, 2017 - July 26, 2018

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
CLEARWATER, FL
Past

June 22, 2017 - July 26, 2018

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
CLEARWATER, FL
Past

October 11, 2006 - May 31, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

October 10, 2006 - May 31, 2017

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

January 31, 2005 - July 27, 2006

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
PHILADELPHIA, PA
Past

July 1, 2004 - July 27, 2006

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PHILADELPHIA, PA
Past

May 21, 2004 - June 25, 2004

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/9/2023)
RR
California
(2/8/2023)
RR
Colorado
(3/21/2023)
RR
Connecticut
(12/1/2023)
RR
Florida
(10/28/2021)
IAR
Florida
(3/31/2025)
RR
Georgia
(8/18/2023)
RR
Illinois
(9/29/2023)
RR
Kentucky
(10/4/2024)
RR
Massachusetts
(3/9/2023)
RR
Michigan
(3/31/2023)
RR
New Hampshire
(8/11/2023)
RR
New Jersey
(3/8/2023)
RR
New York
(8/14/2023)
RR
North Carolina
(8/10/2023)
RR
Ohio
(3/4/2024)
RR
Pennsylvania
(8/15/2023)
RR
South Carolina
(2/7/2023)
RR
Tennessee
(1/4/2024)
RR
Texas
(3/2/2024)
IAR
Texas
(3/31/2025)
RR
Virginia
(9/29/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/20/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Investment Consultant, Investor CenterCRD#: 104555Palm Harbor, FL

TRUST BUT VERIFY

Monitor Sophia Goode

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics