CG
Charles W. Gallman
GRANT THORNTON FINANCIAL ADVISORS LLC
Charlotte, NC 28203
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CRD#: 4747705
CG
Professional summary
Charles William Gallman JR. is a registered financial advisor currently at GRANT THORNTON FINANCIAL ADVISORS LLC located in Charlotte, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Charles has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: WILLMAC SERVICES LLC NOT INVESTMENT RELATED ADDRESS: 1211 CAMBRIDGE STREET, GASTONIA NC 28054 NATURE OF BUSINESS: REAL ESTATE APPRAISAL SERVICES POSITION: 10% OWNER/MEMBER START DATE: 1/2000 0 HOURS PER WEEK/MONTH DUTIES: INACTIVE PARTICIPANT Grant Thornton LLP; not investment-related; 171 N. Clark St. #200, Chicago, IL 60601; audit, tax and advisory services firm; Managing Director; 06/01/2002; approximately 160 hours/month devoted to the other business, approximately 140 hours/month devoted to the other business during securities trading hours; provide interim management, financial advisory, due diligence services for middle market clients
CRS (Client Relationship Summary) - RIA
Click below to view Charles William Gallman JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2015 - Present
GRANT THORNTON FINANCIAL ADVISORS LLC
Office #1: 1415 Vantage Park Drive, Charlotte, NC 28203RIA
CRD#: 168751
Charlotte, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(11/14/2023)
IAR
New York(10/10/2023)
IAR
North Carolina(1/13/2015)
IAR
Texas(10/10/2023)
Exams
Current Firm
GT
GRANT THORNTON FINANCIAL ADVISORS LLC
GRANT THORNTON FINANCIAL ADVISORS LLC
CRD#: 168751 / SEC#:
California
Registered Investment Advisory firm - (11/29/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/30/2024 Terminated)Missouri
Registered Investment Advisory firm - (11/14/2023 Approved)New Jersey
Registered Investment Advisory firm - (10/26/2023 Terminated)New York
Registered Investment Advisory firm - (6/19/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/24/2013 Approved)Pennsylvania
Registered Investment Advisory firm - (10/3/2023 Terminated)Texas
Registered Investment Advisory firm - (7/23/2014 Approved)Virginia
Registered Investment Advisory firm - (10/30/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 N. Akard Suite 1200, Dallas, TX 75201
Mailing Address
Phone number
(214) 561-2300
Established
Firm type
Fiscal year end
# of Employees
12
Red Flags
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