David W. Pruitt

ASHDON INVESTMENT MANAGEMENT

TULLAHOMA, TN 37388

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CRD#: 4747701

Professional summary

David Wayne Pruitt is a registered financial advisor currently at ASHDON INVESTMENT MANAGEMENT, LLC located in Tullahoma, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Pruitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2005 - Present

ASHDON INVESTMENT MANAGEMENT, LLC

Office #1: 214 East Grundy Street, Tullahoma, TN 37388

RIA

CRD#: 130180

TULLAHOMA, TN

Past

February 9, 2004 - June 14, 2004

ASHDON INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 130180

SHELBYVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHDON INVESTMENT MANAGEMENT, LLC

ASHDON INVESTMENT ANALYSIS AND RESEARCH, LLC | NOMADIC VALUE INVESTMENT PARTNERS | ASHDON INVESTMENT MANAGEMENT, LLC

CRD#: 130180 / SEC#: 801-68173

RIA

Registered Investment Advisory firm - (7/23/2007 Approved)

Tennessee

Registered Investment Advisory firm - (9/8/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/11/2005)

IAR

Texas
(4/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ASHDON INVESTMENT MANAGEMENT, LLC

ASHDON INVESTMENT ANALYSIS AND RESEARCH, LLC | NOMADIC VALUE INVESTMENT PARTNERS | ASHDON INVESTMENT MANAGEMENT, LLC

CRD#: 130180 / SEC#: 801-68173

RIA

Registered Investment Advisory firm - (7/23/2007 Approved)

Tennessee

Registered Investment Advisory firm - (9/8/2007 Terminated)

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Contact information

Main Address

214 E. Grundy Street, Tullahoma, TN 37388

Mailing Address

Phone number

(931) 461-5733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASHDON ADV PART 2 BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	187
AUM (Assets Under Management)	$ 402,714,205

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2024	Cover Page	Report
10/27/2023	Cover Page	Report
09/21/2022	Cover Page	Report
09/20/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Pruitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Pruitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHDON INVESTMENT MANAGEMENT, LLC

ASHDON INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

ASHDON INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

ASHDON INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASHDON INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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