Samuel J. Sweitzer

ANSON ANALYTICS

Tyrone, GA 30290

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CRD#: 4747164

Professional summary

Samuel J. Sweitzer, who also goes by Samuel Sweitzer, is a registered financial advisor currently at ANSON ANALYTICS located in Tyrone, Georgia.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Samuel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Sweitzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAM IS A PILOT FOR DELTA AIRLINES, AND HAS BEEN SINCE OCTOBER OF 1999. HE FLIES MD'88S FOR DELTA. HE SOMETIMES DEVOTES 5 HOURS/WEEK TO DELTA DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel J. Sweitzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2004 - Present

ANSON ANALYTICS

Office #1: 160 Greencastle Road Suite C, Tyrone, GA 30290

RIA

CRD#: 131416

Tyrone, GA

Past

January 16, 2004 - December 31, 2005

DERBEND ASSET MANAGEMENT

RIA

CRD#: 124463

PEACHTREE CITY, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANSON ANALYTICS

ANSON ANALYTICS | NORTHFIELD401K | NORTHFIELD FINANCIAL | ARCHALOS | ANSON CAPITAL, INC.

CRD#: 131416 / SEC#: 801-113310

RIA

Registered Investment Advisory firm - (5/25/2018 Approved)

Georgia

Registered Investment Advisory firm - (7/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/11/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2003

Uniform Investment Adviser Law Examination

Current Firm

ANSON ANALYTICS

ANSON ANALYTICS | NORTHFIELD401K | NORTHFIELD FINANCIAL | ARCHALOS | ANSON CAPITAL, INC.

CRD#: 131416 / SEC#: 801-113310

RIA

Registered Investment Advisory firm - (5/25/2018 Approved)

Georgia

Registered Investment Advisory firm - (7/26/2018 Terminated)

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Contact information

Main Address

160 Greencastle Road Suite C, Tyrone, GA 30290

Mailing Address

P.o. Box 2447, Peachtree City, GA 30269

Phone number

(678) 216-0795

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANSON CAPITAL, INC. ADV BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 211,118,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel J. Sweitzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel J. Sweitzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANSON ANALYTICS

DERBEND ASSET MANAGEMENT

Primary Firm SEC Registration

ANSON ANALYTICS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2003

Current Firm

ANSON ANALYTICS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANSON ANALYTICS

TRUST BUT VERIFY

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