JH
Joseph B. Hall
KESTRA ADVISORY SERVICES
Port Jefferson, NY 11777
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CRD#: 4744031
JH
Professional summary
Joseph Burton Hall, who also goes by Joseph Hall, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Coastline Wealth Management Investment Related: Yes Address: 414 Main Street, Suite 302 Port Jefferson NY 11777 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/15/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Provide clients and prospects with investment advice based on an individual financial planning relationship. Business Name: Hall & Drum Properties, Inc. Investment Related: Yes Address: 20 Scotch Mist Lane Southampton NY 11968 Nature of Business: Real Estate Position, Title or Relationship: Secretary/Treasurer Start Date: 2/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: weekend work, 0-9 hours per month, bookeeping Business Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Advisory Services Representative Start Date: 9/15/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Provide Investment Advisory Services to Clients & Prospects
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Burton Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 414 Main Street Suite 101, Port Jefferson, NY 11777Office #2: 7600 Jericho Turnpike Suite 302, Woodbury, NY 11797RIA
CRD#: 283330
Port Jefferson, NY
Current
September 19, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777Office #2: 7600 Jericho Turnpike Suite 302, Woodbury, NY 11797BD
CRD#: 42046
Port Jefferson, NY
Past
March 6, 2013 - November 10, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GARDEN CITY, NY
Past
January 10, 2013 - February 8, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GARDEN CITY, NY
Past
January 10, 2013 - September 26, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
GARDEN CITY, NY
Past
October 1, 2012 - December 13, 2012
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
GREAT NECK, NY
Past
October 1, 2012 - December 13, 2012
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
GREAT NECK, NY
Past
December 2, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
GREAT NECK, NY
Past
December 2, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
GREAT NECK, NY
Past
May 3, 2007 - November 19, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MANHASSET, NY
Past
April 8, 2005 - March 13, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ROCKVILLE CENTRE, NY
Past
March 23, 2004 - April 18, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/3/2020)
RR
Connecticut(9/27/2016)
RR
Georgia(10/20/2016)
RR
New Jersey(2/7/2020)
RR
New York(9/19/2016)
IAR
New York(6/7/2021)
RR
Pennsylvania(11/7/2019)
RR
Texas(10/16/2018)
IAR
Texas(7/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Port Jefferson, NY 11777TRUST BUT VERIFY
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