Michael J. Opalski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jozef Opalski, who also goes by Michael Josef Opalski, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2025 - October 6, 2025
VOYA FINANCIAL ADVISORS, INC.
October 8, 2009 - April 22, 2010
GROVE POINT INVESTMENTS, LLC
September 8, 2009 - April 22, 2010
GROVE POINT INVESTMENTS, LLC
August 6, 2008 - May 28, 2009
TD AMERITRADE, INC.
July 31, 2008 - May 28, 2009
TD AMERITRADE, INC.
July 31, 2008 - May 28, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 3, 2004 - June 9, 2008
VOYA FINANCIAL PARTNERS, LLC
June 3, 2004 - June 9, 2008
VOYA FINANCIAL PARTNERS, LLC
March 18, 2004 - April 13, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
March 3, 2004 - April 13, 2004
IDS LIFE INSURANCE COMPANY
March 3, 2004 - April 13, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/18/2025
General Securities Representative ExaminationCurrent Firm

VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
