Sebastien R. Roder
Professional summary
Sebastien Roger Roder, who also goes by Sebastien Roder, Roder Roger Sebastien Roger, is a registered financial professional currently at PERSHING LLC located in Oakbrook Terrace, Illinois and PERSHING ADVISOR SOLUTIONS LLC located in Oakbrook Terrace, Illinois.
Sebastien is registered as a RR (Registered Representative) and started their career in finance in 2004. Sebastien has worked at 5 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sebastien Roger Roder's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2019 - Present
PERSHING LLC
Office #1: Two Mid America Plaza 10th Floor, Oakbrook Terrace, IL, 60181June 1, 2022 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: Two Mid America Plaza 10th Floor, Oakbrook Terrace, IL, 60181April 9, 2007 - February 27, 2018
JEFFERIES LLC
June 8, 2006 - April 10, 2007
MF GLOBAL INC.
February 11, 2004 - August 25, 2004
JEFFERIES BACHE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2019)
Exams
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationBOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671 / SEC#: , 8-47425
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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