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WG

William E. Graiser

MACQUARIE CAPITAL (USA)
NEW YORK, NY 10103
Some features on this profile are disabled
CRD#: 4741564
WG
William E GraiserMACQUARIE CAPITAL (USA)

Professional summary

William E Graiser, CIMA®, who also goes by Bill Graiser, William Edward Graiser, William Graiser, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Aliases

Bill Graiser | William Edward Graiser | William Graiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Going Yard Baseball Position: Consultant - help facilitate event with venues, event logistics and marketing Nature: On-Field Baseball entertainment Investment Related: No Hours: 1-2 hours per week Securities Trading Hours: 0 Start Date: 5/15/2024 Address: Private Address, New York, NY Description: The business organizes events at major league baseball stadiums. The events are limited to 70 participants. It is designed to create an on-field baseball experience for those interested. The events will be held 1-2x per year over a weekend.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William E Graiser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

August 12, 2026 - Present

MACQUARIE CAPITAL (USA) INC.

Office #1: 660 5th Ave, New York, NY 10103
BD
CRD#: 36368
NEW YORK, NY
Past

November 25, 2020 - July 6, 2026

NUVEEN ASSET MANAGEMENT, LLC

RIA
CRD#: 155584
CHICAGO, IL
Past

November 23, 2020 - July 6, 2026

NUVEEN SECURITIES, LLC

BD
CRD#: 469
New York, NY
Past

February 14, 2011 - November 6, 2020

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEW YORK, NY
Past

November 9, 2010 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEW YORK, NY
Past

April 9, 2008 - September 9, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

February 2, 2007 - April 8, 2008

TD AMERITRADE, INC.

RIA
CRD#: 7870
STAMFORD, CT
Past

February 2, 2007 - April 8, 2008

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
STAMFORD, CT
Past

January 17, 2007 - April 8, 2008

TD AMERITRADE, INC.

BD
CRD#: 7870
STAMFORD, CT
Past

April 19, 2004 - November 7, 2006

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/12/2026)
RR
Alaska
(8/12/2026)
RR
Arizona
(8/12/2026)
RR
Arkansas
(8/12/2026)
RR
California
(8/12/2026)
RR
Colorado
(8/12/2026)
RR
Connecticut
(8/12/2026)
RR
Delaware
(8/12/2026)
RR
District of Columbia
(8/12/2026)
RR
Florida
(8/12/2026)
RR
Georgia
(8/12/2026)
RR
Hawaii
(8/12/2026)
RR
Idaho
(8/12/2026)
RR
Illinois
(8/12/2026)
RR
Indiana
(8/12/2026)
RR
Iowa
(8/12/2026)
RR
Kansas
(8/12/2026)
RR
Kentucky
(8/12/2026)
RR
Louisiana
(8/12/2026)
RR
Maine
(8/12/2026)
RR
Maryland
(8/12/2026)
RR
Massachusetts
(8/12/2026)
RR
Michigan
(8/12/2026)
RR
Minnesota
(8/12/2026)
RR
Mississippi
(8/12/2026)
RR
Missouri
(8/12/2026)
RR
Montana
(8/12/2026)
RR
Nebraska
(8/12/2026)
RR
Nevada
(8/12/2026)
RR
New Hampshire
(8/12/2026)
RR
New Jersey
(8/12/2026)
RR
New Mexico
(8/12/2026)
RR
New York
(8/12/2026)
RR
North Carolina
(8/12/2026)
RR
North Dakota
(8/12/2026)
RR
Ohio
(8/12/2026)
RR
Oklahoma
(8/12/2026)
RR
Oregon
(8/12/2026)
RR
Pennsylvania
(8/12/2026)
RR
Puerto Rico
(8/12/2026)
RR
Rhode Island
(8/12/2026)
RR
South Carolina
(8/12/2026)
RR
South Dakota
(8/12/2026)
RR
Tennessee
(8/12/2026)
RR
Texas
(8/12/2026)
RR
Utah
(8/12/2026)
RR
Vermont
(8/12/2026)
RR
Virgin Islands
(8/12/2026)
RR
Virginia
(8/12/2026)
RR
Washington
(8/12/2026)
RR
West Virginia
(8/12/2026)
RR
Wisconsin
(8/12/2026)
RR
Wyoming
(8/12/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/24/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/31/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/11/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/16/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/17/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/16/2009
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/10/2009
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MACQUARIE CAPITAL (USA) INC.
MACQUARIE CAPITAL (USA) INC. | MACQUARIE SECURITIES INC. | MACQUARIE SECURITIES (USA) INC. | MACQUARIE EQUITIES (U.S.A.) INC.

CRD#: 36368 / SEC#: , 8-47198

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
660 5th Ave, New York, NY 10103
Mailing Address
660 5th Ave, New York, NY 10103
Phone number
(212) 231-1000
Established
Delaware since 03/01/1994
Firm type
Corporation
Fiscal year end
March
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MACQUARIE HOLDINGS (USA) INC.SHAREHOLDER
BACHTELER, TOBIASCO-CHIEF EXECUTIVE OFFICER4945558
CHAN, PAULINA MCHIEF COMPLIANCE OFFICER3211559
CONAHAN, JAMES SCHIEF FINANCIAL OFFICER/FINOP2538695
DE FREITAS, CARLOS ACHIEF OPERATING OFFICER4812920
FULTON, JANEEN KAYAML OFFICER3066508
VALENTINE, ROBERT GEOFFREYDIRECTOR5633577
VUOLO, JEREMY MURPHYCO-CHIEF EXECUTIVE OFFICER2798378

Disclosures

Regulatory Event4
Civil Event1

Red Flags

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Company Information

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368New York, NY 10103

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