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BS

Bryan R. Seyfried

TD SECURITIES (USA) LLC
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 4739283
BS

Professional summary

Bryan R Seyfried is a registered financial professional currently at TD SECURITIES (USA) LLC located in Stamford, Connecticut and TD PRIME SERVICES LLC located in New York, New York.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2004. Bryan has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan R Seyfried's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2024 - Present

TD SECURITIES (USA) LLC

Office #1: 262 Harbor Blvd 2nd Floor, Stamford, CT 06902
BD
CRD#: 18476
Stamford, CT
Current

January 29, 2025 - Present

TD PRIME SERVICES LLC

Office #1: One Vanderbilt Avenue, New York, NY 10017
BD
CRD#: 1914
New York, NY
Past

February 12, 2018 - April 11, 2024

COWEN AND COMPANY

BD
CRD#: 7616
Stamford, CT
Past

March 10, 2004 - April 20, 2009

COMMERZ MARKETS LLC

BD
CRD#: 41957
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 2/12/2018
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/29/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TP
TD PRIME SERVICES LLC
ALBERT FRIED & COMPANY, LLC | TD PRIME SERVICES LLC

CRD#: 1914 / SEC#: , 8-3337

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One Vanderbilt Avenue, New York, NY 10017
Mailing Address
One Vanderbilt Avenue, New York, NY 10017
Phone number
(212) 827-7000
Established
New York since 01/01/1996
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TORONTO DOMINION HOLDINGS (U.S.A.), INC.PARENT
BALDASSANO, MATTHEW ANTHONYMANAGING DIRECTOR, HEAD OF PRIME SERVICES1645834
BROADBERY, MICHAELCHIEF COMPLIANCE OFFICER6947899
GIBSON, GLENNCHIEF EXECUTIVE OFFICER5659024
ORTIZ, JORGE LUISCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER2725922
PETROU, CHRISTINA ACHIEF OPERATING OFFICER4007468
PRINCIPATO, ANTHONY JOSEPHPRINCIPAL OPERATIONS OFFICER / HEAD OF OPERATIONS
WILSON, KEVIN KEITHFINANCIAL & OPERATIONS PRINCIPAL5437711

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

TD PRIME SERVICES LLC

CRD#: 1914Stamford, CT 06902

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