Teresa F. Dutton
Professional summary
Teresa Felicetti Dutton, who also goes by Teresa F Dutton, Teresa Ann Felicetti, Teresa Felicetti, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in San Diego, California.
Teresa is registered as a RR (Registered Representative) and started their career in finance in 2006. Teresa has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Teresa Felicetti Dutton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 16855 W Bernardo Drive Suite 360, San Diego, CA 92127August 30, 2010 - December 10, 2013
MML INVESTORS SERVICES, LLC
August 7, 2006 - September 30, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2024)
Exams
Series 6TO
Date: 10/1/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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