Lamonte F. Williams

JHANTI FINANCIAL

Bensalem, PA 19020

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CRD#: 4735653

Professional summary

Lamonte Fitzgerald Williams, who also goes by Lamonte F Williams, Lamontee Fitzgerald Williams, Monte Williams, is a registered financial advisor currently at JHANTI FINANCIAL located in Bensalem, Pennsylvania.

Lamonte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lamonte has worked at 9 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lamonte F Williams | Lamontee Fitzgerald Williams | Monte Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lamonte Fitzgerald Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2022 - Present

JHANTI FINANCIAL

Office #1: 501 Cambria Avenue, Bensalem, PA 19020

RIA

CRD#: 165335

Bensalem, PA

Past

May 11, 2020 - December 31, 2021

JHANTI FINANCIAL

RIA

CRD#: 165335

Horsham, PA

Past

February 1, 2019 - December 31, 2019

JHANTI FINANCIAL

RIA

CRD#: 165335

BURLINGTON, NJ

Past

January 6, 2017 - December 31, 2018

JHANTI FINANCIAL

RIA

CRD#: 165335

Burlington, NJ

Past

October 29, 2013 - December 31, 2014

JHANTI FINANCIAL

RIA

CRD#: 165335

BURLINGTON, NJ

Past

December 21, 2012 - June 12, 2013

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

November 29, 2010 - December 23, 2010

WORLD CHOICE SECURITIES, INC.

CRD#: 30933

COLUMBUS, OH

Past

April 28, 2008 - October 21, 2008

MERCER CAPITAL LTD.

CRD#: 104012

NEW YORK, NY

Past

March 5, 2007 - November 28, 2007

JOSEPH STEVENS & CO., INC.

CRD#: 35459

BROOKLYN, NY

Past

August 10, 2006 - November 3, 2006

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

November 1, 2005 - February 27, 2006

E1 ASSET MANAGEMENT, INC.

CRD#: 46872

JERSEY CITY, NJ

Past

August 18, 2005 - October 11, 2005

J.H. DARBIE & CO., INC.

CRD#: 43520

NEW YORK, NY

Past

June 16, 2005 - July 29, 2005

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/14/2004

General Securities Representative Examination

Current Firm

JHANTI FINANCIAL

JHANTI | JHANTI FINANCIAL INC. | JHANTI FINANCIAL | JHANTI ENTERPRISES INC.

CRD#: 165335 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/31/2019 Failure to Renew)

Ohio

Registered Investment Advisory firm - (8/4/2022 Approved)

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Contact information

Main Address

Bensalem, PA

Mailing Address

Phone number

(267) 427-6580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Pennsylvania	ERA - Active	7/23/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lamonte F. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lamonte Fitzgerald Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

JHANTI FINANCIAL

JHANTI FINANCIAL

JHANTI FINANCIAL

JHANTI FINANCIAL

JHANTI FINANCIAL

LIFEMARK SECURITIES CORP.

WORLD CHOICE SECURITIES, INC.

MERCER CAPITAL LTD.

JOSEPH STEVENS & CO., INC.

WINDSOR STREET CAPITAL, LP

E1 ASSET MANAGEMENT, INC.

J.H. DARBIE & CO., INC.

THINKEQUITY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2013

Series 7

Date: 9/14/2004

Current Firm

JHANTI FINANCIAL

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

JHANTI FINANCIAL

TRUST BUT VERIFY

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