Kevin F. Murphy
Professional summary
Kevin Francis Murphy, who also goes by Kevin Murphy, is a registered financial professional currently at DWS DISTRIBUTORS, INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 8 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Francis Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2024 - Present
DWS DISTRIBUTORS, INC.
Office #1: 875 Third Avenue, New York, NY 10022December 16, 2020 - February 14, 2022
MILLINGTON SECURITIES, INC.
May 17, 2019 - November 19, 2019
FORESIDE FUND SERVICES, LLC
April 29, 2014 - September 28, 2018
ITAU BBA USA SECURITIES, INC.
December 10, 2012 - April 28, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - April 28, 2014
J.P. MORGAN SECURITIES LLC
April 5, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 18, 2007 - May 1, 2008
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
March 26, 2004 - June 16, 2005
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/29/2024
Operations Professional ExaminationFINRA
Current Firm
DWS DISTRIBUTORS, INC.
CRD#: 37306 / SEC#: , 8-47765
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS , INC. | SHAREHOLDER | |
| ABBOTT, KEVIN S | CHIEF OPERATING OFFICER | 4210778 |
| BALUYOT, RHEEZA RAMOS | CHIEF FINANCIAL OFFICER | 8028310 |
| CHELEL, NICOLE M. | CHIEF COMPLIANCE OFFICER | 4748490 |
| IKUSS, AMANDA JEAN | VICE PRESIDENT & DIRECTOR | 6602098 |
| MAUTE, BRIAN C | CHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT | 2929953 |
| REUTER, MICHELLE S | VICE PRESIDENT | 6572669 |
| SHIELDS, JOHN POWELL JR | DIRECTOR & VICE PRESIDENT | 1950330 |
| WILCZEWSKI, JOEL JOHN | VICE PRESIDENT | 2815498 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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