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FIRM PROFILE
Overview
DWS DISTRIBUTORS, INC. is located at 222 South Riverside Plaza, Chicago, IL 60606-5808 and was first established at Chicago, Delaware in 09/20/1994. After operating for 31 years, DWS DISTRIBUTORS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DWS DISTRIBUTORS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. DWS DISTRIBUTORS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DWS DISTRIBUTORS, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 5 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DWS DISTRIBUTORS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DWS DISTRIBUTORS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DWS DISTRIBUTORS, INC. Comes From
Understanding the Statistics for DWS DISTRIBUTORS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
222 South Riverside Plaza, Chicago, IL 60606-5808
875 Third Avenue 27th Floor- Mail Stop Nyc03-2720, New York, NY 10022
Medium
(212) 454-8608
Delaware since 09/20/1994
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS , INC. | SHAREHOLDER | ||
| ABBOTT, KEVIN S | CHIEF OPERATING OFFICER | 4210778 | |
| BALUYOT, RHEEZA RAMOS | CHIEF FINANCIAL OFFICER | 8028310 | |
| CHELEL, NICOLE M. | CHIEF COMPLIANCE OFFICER | 4748490 | |
| IKUSS, AMANDA JEAN | VICE PRESIDENT & DIRECTOR | 6602098 | |
| MAUTE, BRIAN C | CHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT | 2929953 | |
| REUTER, MICHELLE S | VICE PRESIDENT | 6572669 | |
| SHIELDS, JOHN POWELL JR | DIRECTOR & VICE PRESIDENT | 1950330 | |
| WILCZEWSKI, JOEL JOHN | VICE PRESIDENT | 2815498 |
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Advisor's working at DWS DISTRIBUTORS, INC.
Michael Robert Hall
Todd William Phillips
Michael Tarrant Smith
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