John M. Speicher

G.DISTRIBUTORS

Rye, NY 10580-1435

Some features on this profile are disabled

CRD#: 4733878

Professional summary

John Michael Speicher, who also goes by John Speicher, is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 10 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Speicher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Speicher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 29, 2024 - Present

G.DISTRIBUTORS, LLC

Office #1: One Corporate Center, Rye, NY 10580-1435

CRD#: 155071

Rye, NY

Past

January 16, 2024 - February 27, 2024

PROSHARE ADVISORS LLC

RIA

CRD#: 134155

Keller, TX

Past

April 12, 2013 - December 31, 2023

PROSHARE ADVISORS LLC

RIA

CRD#: 134155

Nobleville, IN

Past

April 12, 2013 - February 27, 2024

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Past

August 13, 2012 - January 24, 2013

MONTAGE INVESTMENTS, LLC

RIA

CRD#: 152607

ANTIOCH, TN

Past

September 16, 2011 - January 15, 2013

MSEC, LLC

CRD#: 154327

OVERLAND PARK, KS

Past

June 8, 2006 - April 13, 2011

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

ST. PETERSBURG, FL

Past

March 28, 2005 - March 31, 2006

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

NAPERVILLE, IL

Past

March 28, 2005 - March 31, 2006

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

January 7, 2005 - March 9, 2005

EDWARD JONES

RIA

CRD#: 250

NAPERVILLE, IL

Past

January 7, 2005 - March 9, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 8, 2004 - December 16, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 26, 2004 - December 16, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

JOLIET, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/29/2024)

Oklahoma
(2/29/2024)

Texas
(2/29/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/25/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

G.DISTRIBUTORS, LLC

G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: , 8-68697

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Corporate Center, Rye, NY 10580-1435

Mailing Address

One Corporate Center, Rye, NY 10580-1435

Phone number

(914) 921-5000

Established

Delaware since 08/10/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DISTRIBUTORS HOLDINGS INC.	THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC
BALL, JOHN CHESTER	CHIEF EXECUTIVE OFFICER	3153792
CALDWELL, MAXIMILIAN SMITH	FINOP, TREASURER	5482642
MCNIFF, ARTHUR JOSEPH	CHIEF COMPLIANCE OFFICER	4586817
SWIRBUL, JASON GREY	SR. VICE PRESIDENT	2867816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Speicher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Speicher's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSHARE ADVISORS LLC

PROSHARE ADVISORS LLC

PROFUNDS DISTRIBUTORS, INC.

MONTAGE INVESTMENTS, LLC

MSEC, LLC

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CALAMOS ADVISORS LLC

CALAMOS FINANCIAL SERVICES LLC

EDWARD JONES

EDWARD JONES

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2012

Series 66

Date: 2/25/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/12/2004

FINRA

Current Firm

G.DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

G.DISTRIBUTORS, LLC

TRUST BUT VERIFY

Similar Advisors