Pratiksha D. Gosain
Professional summary
Pratiksha Darshini Gosain, who also goes by Pratiksha Gosain, Priya Gosain, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.
Pratiksha is registered as a RR (Registered Representative) and started their career in finance in 2012. Pratiksha has worked at 4 firms and has passed the Series 99 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pratiksha Darshini Gosain's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 105 Broadhollow Road, Melville, NY 11747November 24, 2018 - June 3, 2019
CANTOR FITZGERALD & CO.
January 1, 2015 - September 4, 2015
COWEN EXECUTION SERVICES LLC
June 11, 2013 - October 11, 2013
LOUIS CAPITAL MARKETS, LLC
February 15, 2012 - December 19, 2012
LOUIS CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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