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Michael Monroe Tuttle

FAS
LEAWOOD, KS
·CRD# 4726719·22 years experience

Professional Summary

Michael Monroe Tuttle, who also goes by Mike Tuttle, is a registered financial advisor currently at FAS CORP. located in Leawood, Kansas. Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Tuttle

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

FAS CORP.·CRD# 43536
BD
4747 West 135th Street, Suite 100, Leawood, KS 66224
June 7, 2011 - Present
M HOLDINGS SECURITIES, INC.·CRD# 43285
BD
Thomasville, NC
November 7, 2008 - June 1, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Greensboro, NC
September 19, 2008 - October 16, 2008
CLARK SECURITIES, INC.·CRD# 43803
BD
Greensboro, NC
December 4, 2003 - July 24, 2008

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Current Firm

FC
FAS CORP.

AFAS CORP. | VFAS CORP. | TFAS CORP. | NYFAS CORP. | MSTFAS | MFAS CORP. | FAS CORP. | FAS CORP DOING BUSINESS AS FAS CORP., A KANSAS CORPORATION

CRD#: 43536 / SEC#: 8-50307
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

4747 West 135th Street, Suite 100, Leawood, KS 66224

Mailing Address

4747 W 135 Street, Suite 100, Leawood, KS 66224

Phone Number

(913) 239-2300

Established

Kansas since 06/18/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 2013STOCKHOLDER—
JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 1996STOCKHOLDER—
JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015STOCKHOLDER—
AMEY, KEVIN PATRICK FISHERSTOCKHOLDER5611985
JASON AND ANDREA HARRISON TRUST DATED MAY 25, 2021STOCKHOLDER—
MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006STOCKHOLDER—
O'GRADY, JORDAN MICHAELSTOCKHOLDER6091943
BARNES, ANNATRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 20134722952
BARNES, JACOB STRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 20136079812
DUSSOLD, JAMES GERARDPRESIDENT, TREASURER, DIRECTOR, GRANTOR, TRUSTEE OF THE JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 19961380347
GLENN, JACQUELYN ELAYNECHIEF COMPLIANCE OFFICER2260863
HARRISON, ANDREATRUSTEE AND GRANTOR OF JASON AND ANDREA HARRISON TRUST DATED MAY 25, 20218217983
HARRISON, JASON ALLEN-PECHARTRUSTEE AND GRANTOR OF JASON AND ANDREA HARRISON TRUST DATED MAY 25, 20214546173
HORTON, BARNABAS D JRTRUSTEE OF THE MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006—
HORTON, MICHELLETRUSTEE AND GRANTOR OF MICHELLE HORTON LIVING TRUST7092037
KRSTIC, MEGAN ASHLEYAML OFFICER—
MEIER, JOHN ALANEXECUTIVE VICE PRESIDENT, SECRETARY2869160
MEIER, JOHN TGRANTOR AND TRUSTEE OF THE JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/7/2011)
RR
Arkansas
(7/14/2014)
RR
Colorado
(5/2/2014)
RR
Connecticut
(3/19/2025)
RR
Florida
(6/7/2011)
RR
Georgia
(6/24/2016)
RR
Louisiana
(6/7/2011)
RR
Mississippi
(6/7/2011)
RR
North Carolina
(6/7/2011)
RR
Ohio
(1/8/2014)
RR
Pennsylvania
(6/7/2011)
RR
South Carolina
(6/7/2011)
RR
Texas
(6/7/2011)
RR
Virginia
(6/7/2011)
RR
West Virginia
(6/7/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2003About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Monroe Tuttle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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