Lauren A. Hershman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Amanda Hershman was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2004. Lauren had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2017 - August 30, 2018
CG CAPITAL MARKETS, LLC
January 7, 2015 - September 30, 2016
BONDS.COM LLC
November 5, 2014 - December 24, 2014
MINT BROKERS
June 22, 2012 - November 5, 2014
BGC FINANCIAL, L.P.
May 1, 2008 - May 25, 2012
STANDARD CREDIT SECURITIES INC.
May 2, 2007 - May 1, 2008
TRADITION SECURITIES AND DERIVATIVES LLC
February 3, 2004 - April 25, 2007
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
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Exams
Current Firm
CG CAPITAL MARKETS, LLC
CRD#: 35513 / SEC#: , 8-46710
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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