CC
Chad E. Cole
HORNOR, TOWNSEND & KENT
PRESTON, ID 83263
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CRD#: 4724564
CC
Chad Eugene ColeHORNOR, TOWNSEND & KENT
Professional summary
Chad Eugene Cole is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Preston, Idaho.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Chad has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: COLE FINANCIAL, INC, | POSITION HELD: AGENT | ADDRESS: 713 S 4TH E ST 200, PRESTON, ID 83263 | START DATE: 05/01/2003 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INSURANCE COMPANY. 2) ROTARY CLUB | INVESTMENT RELATED: NO | DBA NAME: PRESTON ROTARY CLUB | POSITION HELD: OTHER | ADDRESS: P.O. BOX 66, PRESTON, ID 83263 | START DATE: 2007 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: MANAGE THE CLUB PROJECTS AND ARRANGE MEETINGS AND OPERATIONS. HE DOES HAVE CHECK WRITING AUTHORITY - 2 PEOPLE HAVE TO SIGN OFF ON THE CHECK. NO INVESTMENT DECISION MAKING AUTHORITY. 3) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: EVERGREEN FINANCIAL PARTNERS | POSITION HELD: AGENT | ADDRESS: 713 S 4TH E ST 200, PRESTON, ID 83263 | START DATE: 8/18/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 4) NOTARY PUBLIC | INVESTMENT RELATED: NO | DBA NAME: N/A | POSITION HELD: OTHER | ADDRESS: 713 S 4TH E ST 200, PRESTON, ID 83263 | START DATE: 09/10/2015 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS AS A PUBLIC SERVICE. 5)REAL ESTATE HOLDINGS| DBA: CCC PROPERTIES |POSITION: PROPRIETOR/OWNER | NATURE: RENTAL PROPERTY OWNER | INVESTMENT RELATED: NO | NUMBER OF HOURS: 1 | SECURITIES TRADING HOURS: 0 | START DATE: 01/01/2006 | ADDRESS: 41 W 1ST S, PRESTON ID 83263 | DESCRIPTION: I OWN THIS BUILDING AND RENT IT TO MY WIFE FOR HER BUSINESS. SHE OWNS IT JOINTLY WITH ME AND IS A MANAGING PARTNER OF THE LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Eugene Cole's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chad Eugene Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 713 S 4th E St 200, Preston, ID 83263RIA
BD
CRD#: 4031
PRESTON, ID
Current
April 19, 2013 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 713 S 4th E St 200, Preston, ID 83263RIA
BD
CRD#: 4031
PRESTON, ID
Past
September 22, 2004 - April 9, 2013
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
PRESTON, ID
Past
May 12, 2004 - September 21, 2004
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/22/2025)
RR
California(7/20/2021)
RR
Idaho(4/19/2013)
IAR
Idaho(5/28/2025)
RR
Montana(9/29/2020)
RR
Utah(4/19/2013)
RR
Wyoming(6/25/2021)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 5/11/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
485
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| DAVIS, LISA BETH | CO-PRESIDENT | 5985055 |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| KANE, MICHAEL VITAS | CO-PRESIDENT | 5272677 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| ROMENESKO, DELANA RAQUEL | PRINCIPAL OPERATIONS OFFICER | 2656165 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 28,369 |
| AUM (Assets Under Management) | $ 9,014,857,753 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
