Anicia A. Mendez
Professional summary
Anicia Abril Mendez, who also goes by Anicia Mendez, is a registered financial professional currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina.
Anicia is registered as a RR (Registered Representative) and started their career in finance in 2003. Anicia has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anicia Abril Mendez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2025 - Present
BARINGS SECURITIES LLC
Office #1: 300 S. Tryon Street Suite 2500, Charlotte, NC 28202October 16, 2019 - August 19, 2025
MORGAN STANLEY DISTRIBUTION, INC.
December 13, 2017 - August 26, 2019
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
March 1, 2013 - January 21, 2014
SAGE ADVISORY SERVICES LTD CO
October 8, 2003 - March 4, 2005
ROXBURY CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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