Christopher D. Driscoll
Professional summary
Christopher D Driscoll, who also goes by Christopher Driscoll, is a registered financial professional currently at PRE-IPO STREET INC. located in Smithtown, New York and KW SECURITIES CORPORATION located in Smithtown, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 28 firms and has passed the Series 63, Series 66, Series 82TO, Series 99TO, Series 52TO, SIE, Series 79, Series 7, Series 34, Series 3, Series 14, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher D Driscoll's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2022 - Present
PRE-IPO STREET INC.
Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787Office #2: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787April 2, 2024 - Present
KW SECURITIES CORPORATION
Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787Office #2: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787May 22, 2025 - Present
UTILITY CAPITAL PARTNERS, LLC
Office #1: 732 Smithtown Bypass, Suite 203, Smithtown, NY 11787April 9, 2025 - July 18, 2025
KLEON FINANCIAL, LLC
October 1, 2024 - May 30, 2025
SECURITIES CLUB BROKER-DEALER, LLC
February 23, 2023 - June 2, 2023
DYNAMIC CAPITAL INVESTMENTS, LLC
May 10, 2022 - November 15, 2023
VELERITY GROUP, INC.
January 18, 2022 - December 13, 2023
CBIZ FINANCIAL SOLUTIONS, INC.
December 23, 2020 - November 13, 2024
AET INVESTMENT SERVICES, LLC
January 2, 2020 - November 30, 2020
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
November 16, 2018 - January 23, 2019
CBC SECURITIES, INC.
July 18, 2018 - August 25, 2018
AGA SECURITIES, LLC
December 15, 2015 - December 21, 2015
SW FINANCIAL
February 18, 2014 - June 25, 2015
ELARA SECURITIES, INC.
January 15, 2014 - May 7, 2020
TONTINE INVESTMENT GROUP, LLC
September 16, 2011 - December 4, 2013
MM GLOBAL SECURITIES, INC.
December 16, 2010 - October 6, 2011
NEWPORT COAST SECURITIES, INC.
February 11, 2010 - June 2, 2010
WALLSTREET*E FINANCIAL SERVICES, INC.
December 9, 2009 - January 12, 2010
OBSIDIAN FINANCIAL GROUP, LLC
May 26, 2006 - April 17, 2007
SYNERGY INVESTMENT GROUP, LLC
April 3, 2006 - June 5, 2006
AMERICAN CAPITAL PARTNERS, LLC
January 3, 2006 - January 27, 2006
ADVANCED PLANNING SECURITIES, INC.
June 14, 2005 - January 25, 2006
JOSEPH STEVENS & CO., INC.
May 24, 2005 - June 2, 2005
GRANITE ASSOCIATES, INC
May 10, 2005 - June 23, 2005
BENSON YORK GROUP, INC.
March 2, 2005 - May 27, 2005
BROOKVILLE CAPITAL PARTNERS
February 7, 2005 - February 24, 2005
ANDREW GARRETT INC.
August 5, 2004 - March 4, 2005
JOSEPH STEVENS & CO., INC.
November 12, 2003 - August 18, 2004
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2025)
(11/19/2024)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
UTILITY CAPITAL PARTNERS, LLC
CRD#: 312158 / SEC#: , 8-70639
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
Red Flags
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