Christopher David Driscoll
Professional Summary
Christopher David Driscoll, who also goes by Christopher D Driscoll, Christopher Driscoll, is a registered financial advisor currently at PRE-IPO STREET INC. located in Smithtown, New York and KW SECURITIES CORPORATION located in Smithtown, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 30 firms and has passed the Series 63, Series 66, Series 82TO, Series 99TO, Series 52TO, SIE, Series 79,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher D Driscoll, Christopher Driscoll
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CAPELLA SECURITIES LLC | CLYDESDALE SECURITIES LLC
Contact Information
Main Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787Mailing Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787Phone Number
(631) 309-4033Established
New York since 10/31/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/24/2026)
(9/4/2026)
(1/17/2025)
(11/19/2024)
(9/25/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Jan 2012About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher David Driscoll's CRS (Customer Relationship Summary).
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