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David M. Dwek

EDEN GLOBAL CAPITAL PARTNERS
New York, NY
·CRD# 4715397·22 years experience

Professional Summary

David M. Dwek, who also goes by David M. Dwek Mr., is a registered financial advisor currently at EDEN GLOBAL CAPITAL PARTNERS LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 5 firms and has passed the Series 66, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David M. Dwek Mr.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

EDEN GLOBAL CAPITAL PARTNERS LLC·CRD# 313169
BD
1. 445 Park Avenue 5th Floor, New York, NY 100222. 445 Park Avenue 5th Floor, New York, NY 10022
January 26, 2022 - Present
GALLATIN CAPITAL LLC·CRD# 124738
BD
New York, NY
February 11, 2021 - February 9, 2022
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 18, 2011 - February 2, 2021
MORGAN STANLEY·CRD# 149777
RIA
New York, NY
June 1, 2009 - March 22, 2011
MORGAN STANLEY·CRD# 149777
BD
New York, NY
June 1, 2009 - March 22, 2011
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
New York, NY
February 8, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
February 1, 2006 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Aventura, FL
January 7, 2004 - February 2, 2006
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 9, 2003 - February 2, 2006

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Current Firm

EG
EDEN GLOBAL CAPITAL PARTNERS LLC

EDEN GLOBAL CAPITAL PARTNERS LLC

CRD#: 313169 / SEC#: 8-70671
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

445 Park Avenue 5th Floor, New York, NY 10022

Mailing Address

445 Park Avenue 5th Floor, New York, NY 10022

Phone Number

(212) 466-6790

Established

Delaware since 02/10/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EDEN GLOBAL PARTNERS LLCMEMBER—
DWEK, DAVID M.CHIEF EXECUTIVE OFFICER4715397
KOPEL, REUBENMANAGING DIRECTOR4838321
MEADE, KEVIN CCHIEF COMPLIANCE OFFICER5501434
STAMOVA, ILINA SFINOP5500851

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/16/2022)
RR
Alaska
(3/18/2022)
RR
Arizona
(3/22/2022)
RR
Arkansas
(3/23/2022)
RR
California
(2/4/2022)
RR
Colorado
(3/18/2022)
RR
Connecticut
(3/18/2022)
RR
Delaware
(4/29/2022)
RR
District of Columbia
(4/1/2022)
RR
Georgia
(2/9/2022)
RR
Hawaii
(3/18/2022)
RR
Idaho
(3/18/2022)
RR
Illinois
(3/30/2022)
RR
Indiana
(2/25/2022)
RR
Iowa
(3/18/2022)
RR
Kansas
(3/18/2022)
RR
Kentucky
(3/18/2022)
RR
Louisiana
(3/18/2022)
RR
Maine
(2/17/2022)
RR
Maryland
(2/18/2022)
RR
Massachusetts
(2/16/2022)
RR
Michigan
(3/18/2022)
RR
Mississippi
(3/18/2022)
RR
Missouri
(3/23/2022)
RR
Montana
(3/21/2022)
RR
Nebraska
(3/9/2022)
RR
Nevada
(3/18/2022)
RR
New Hampshire
(3/18/2022)
RR
New Jersey
(2/17/2022)
RR
New Mexico
(4/18/2022)
RR
New York
(2/3/2022)
RR
North Carolina
(3/18/2022)
RR
North Dakota
(3/18/2022)
RR
Ohio
(3/3/2022)
RR
Oklahoma
(3/18/2022)
RR
Oregon
(3/2/2022)
RR
Pennsylvania
(2/17/2022)
RR
Puerto Rico
(3/29/2022)
RR
Rhode Island
(3/18/2022)
RR
South Carolina
(3/17/2022)
RR
South Dakota
(3/18/2022)
RR
Tennessee
(3/10/2022)
RR
Texas
(2/8/2022)
RR
Utah
(2/10/2022)
RR
Vermont
(3/28/2022)
RR
Virgin Islands
(3/29/2022)
RR
Virginia
(2/26/2022)
RR
Washington
(3/18/2022)
RR
West Virginia
(3/18/2022)
RR
Wisconsin
(3/18/2022)
RR
Wyoming
(3/18/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2004About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jan 2004About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David M. Dwek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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