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PK

Paul D. Kowal

FIRST HONOLULU SECURITIES
Honolulu, HI 96816
Some features on this profile are disabled
CRD#: 4711565
PK

Professional summary


Paul David Kowal, who also goes by Paul Kowal, is a registered financial professional currently at FIRST HONOLULU SECURITIES, INC. located in Honolulu, Hawaii.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2004. Paul has worked at 1 firm and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Paul Kowal

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul David Kowal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 20, 2004 - Present

FIRST HONOLULU SECURITIES, INC.

Office #1: 3615 Harding Ave #207, Honolulu, HI 96816
BD
CRD#: 7964
Honolulu, HI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Hawaii
(9/14/2004)

Exams


State Security Law Exam
RR
Series 63
Date: 9/13/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FH
FIRST HONOLULU SECURITIES, INC.
FIRST HONOLULU SECURITIES, INC. | HYUN, KOWAL, FARLEY & CO., INC. | HYUN, KOWAL & CO., INC.

CRD#: 7964 / SEC#: , 8-23919

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
3615 Harding Ave Suite 207, Honolulu, HI 96816
Mailing Address
3615 Harding Ave Suite 207, Honolulu, HI 96816
Phone number
(808) 523-9422
Established
Hawaii since 08/17/1979
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KOWAL, GREGORY FRANCISCHAIRMAN OF BOARD, CEO274498
KOWAL, MICHAEL FRANCISEXEC REP, CFO, COO, CHIEF COMPLIANCE OFFICER2831595
KOWAL, PAUL DAVIDMUNICIPAL BOND PRINCIPAL4711565

Disclosures


Regulatory Event9
Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST HONOLULU SECURITIES, INC.

CRD#: 7964Honolulu, HI 96816

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