Christopher C. O'neill
Professional summary
Christopher Craig O'neill is a registered financial advisor currently at HILTON CAPITAL MANAGEMENT, LLC located in Garden City, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Christopher has worked at 5 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Craig O'neill's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2021 - Present
HILTON CAPITAL MANAGEMENT, LLC
Office #1: 1010 Franklin Avenue, Garden City, NY 11530October 9, 2009 - May 6, 2010
KEANE SECURITIES CO., INC.
December 8, 2004 - November 3, 2023
RAFFERTY CAPITAL MARKETS, LLC
October 12, 2003 - January 2, 2004
COHEN, DUFFY, MCGOWAN & CO. LLC
October 12, 2003 - January 2, 2004
CDM SPECIALISTS LLC
Primary Firm SEC Registration
HILTON CAPITAL MANAGEMENT, LLC
CRD#: 116357 / SEC#: 801-60776
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/14/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/1/2006
Limited Representative-Equity Trader ExamCurrent Firm
HILTON CAPITAL MANAGEMENT, LLC
CRD#: 116357 / SEC#: 801-60776
Contact information
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,288 |
| AUM (Assets Under Management) | $ 2,931,323,336 |
Red Flags
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