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BS

Brian T. Sanders

Some features on this profile are disabled
CRD#: 4710500
BS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Todd Sanders, who also goes by Brian Sanders, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2003. Brian had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

My primary objective is to partner with clients and help them gain a deeper level of confidence and understanding of their complete financial picture. From there, I seek to complement their goals and share useful insights which will help them on their path towards personal financial fulfillment. Helping clients simplify their financial picture and allow them greater perspective is my passion and is the reason I am here at Fidelity.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of Delaware

Bachelor of Arts (BA) - Political Science

2003

Experience

Past

May 21, 2025 - February 12, 2026

NEW AGE ALPHA

RIA
CRD#: 299011
Yardley, PA
Past

May 16, 2025 - February 2, 2026

ULTIMUS FUND DISTRIBUTORS, LLC

BD
CRD#: 104177
CINCINNATI, OH
Past

August 2, 2023 - September 13, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Marlton, NJ
Past

August 1, 2023 - September 13, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Marlton, NJ
Past

October 1, 2020 - May 31, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SAN DIEGO, CA
Past

July 16, 2020 - May 30, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WARRINGTON, PA
Past

January 4, 2017 - July 8, 2020

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

August 19, 2015 - October 25, 2016

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
IRVINE, CA
Past

September 30, 2014 - November 20, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
FORT WASHINGTON, PA
Past

July 30, 2014 - September 11, 2014

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
NEW YORK, NY
Past

September 3, 2008 - July 9, 2014

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
NEW YORK, NY
Past

March 3, 2008 - June 9, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 26, 2007 - October 19, 2007

OLSTEIN CAPITAL MANAGEMENT, L.P.

BD
CRD#: 38474
PURCHASE, NY
Past

March 26, 2004 - July 15, 2005

HEROLD & LANTERN INVESTMENTS, INC.

BD
CRD#: 30996
MELVILLE, NY
Past

October 10, 2003 - March 24, 2004

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NEW AGE ALPHA
ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA
Registered Investment Advisory firm - (6/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/29/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/1/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/2003
General Securities Representative Examination

Current Firm

NA
NEW AGE ALPHA
ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA
Registered Investment Advisory firm - (6/14/2019 Approved)
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Contact information

Main Address
555 Theodore Fremd Avenue Suite A-101, Rye, NY 10580
Mailing Address
Phone number
(212) 922-2699
Established
Firm type
Fiscal year end
# of Employees
42

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEW AGE ALPHA ADVISORS, LLC - FIRM BROCHURE (2/18/2026)

Regulatory assets under management

Total Number of Accounts38
AUM (Assets Under Management)$ 2,510,336,547

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW AGE ALPHA

Investment ConsultantCRD#: 299011

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Contact information

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