Brian T. Sanders

CETERA INVESTMENT ADVISERS | Investment Consultant

SPRINGFIELD, PA 19064

CRD#: 4710500

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Professional summary

Brian Todd Sanders, who also goes by Brian Sanders, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springfield, Pennsylvania and CETERA INVESTMENT SERVICES LLC located in Springfield, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

My primary objective is to partner with clients and help them gain a deeper level of confidence and understanding of their complete financial picture.  From there, I seek to complement their goals and  share useful insights which will help them on their path towards personal financial fulfillment.  Helping clients simplify their financial picture and allow them greater perspective is my passion and is the reason I am here at Fidelity.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Todd Sanders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of Delaware

Bachelor of Arts (BA) - Political Science

2003

Experience

Current

April 6, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 943 West Sproul Road, Springfield, PA 19064

RIA

CRD#: 105644

SPRINGFIELD, PA

Current

April 6, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 943 West Sproul Road, Springfield, PA 19064

CRD#: 15340

SPRINGFIELD, PA

Past

May 21, 2025 - February 12, 2026

NEW AGE ALPHA

RIA

CRD#: 299011

Yardley, PA

Past

May 16, 2025 - February 2, 2026

ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177

CINCINNATI, OH

Past

August 2, 2023 - September 13, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Marlton, NJ

Past

August 1, 2023 - September 13, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Marlton, NJ

Past

October 1, 2020 - May 31, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SAN DIEGO, CA

Past

July 16, 2020 - May 30, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WARRINGTON, PA

Past

January 4, 2017 - July 8, 2020

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

August 19, 2015 - October 25, 2016

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

IRVINE, CA

Past

September 30, 2014 - November 20, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

FORT WASHINGTON, PA

Past

July 30, 2014 - September 11, 2014

FORESIDE FUND SERVICES, LLC

CRD#: 46106

NEW YORK, NY

Past

September 3, 2008 - July 9, 2014

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

Past

March 3, 2008 - June 9, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 26, 2007 - October 19, 2007

OLSTEIN CAPITAL MANAGEMENT, L.P.

CRD#: 38474

PURCHASE, NY

Past

March 26, 2004 - July 15, 2005

HEROLD & LANTERN INVESTMENTS, INC.

CRD#: 30996

MELVILLE, NY

Past

October 10, 2003 - March 24, 2004

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(5/29/2026)

Florida
(5/29/2026)

New Jersey
(5/29/2026)

Pennsylvania
(4/6/2026)

IAR

Pennsylvania
(4/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Brian T. Sanders

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Todd Sanders's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Delaware

Experience

CETERA INVESTMENT SERVICES LLC

NEW AGE ALPHA

ULTIMUS FUND DISTRIBUTORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

CAPITAL CLIENT GROUP, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORESIDE FUND SERVICES, LLC

NYLIFE DISTRIBUTORS LLC

CITIGROUP GLOBAL MARKETS INC.

OLSTEIN CAPITAL MANAGEMENT, L.P.

HEROLD & LANTERN INVESTMENTS, INC.

THINKEQUITY LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2020

Series 63

Date: 12/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2003

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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