Charles C. Robinson

CETERA INVESTMENT ADVISERS LLC

ANNISTON, AL 36202

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CRD#: 4710294

Professional summary

Charles C. Robinson, who also goes by Charles C Robinson, Charles Clinton Robinson, Charles Robinson, Chuck Robinson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Anniston, Alabama and CETERA INVESTMENT SERVICES LLC located in Hoover, Alabama.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Charles has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles C Robinson | Charles Clinton Robinson | Charles Robinson | Chuck Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COUNCILMAN FOR HOKES BLUFF CITY COUNCIL-REVIEW CITY GOALS, MAJOR PROJECTS, INFRASTRUCTURE IMPROVEMENTS, FINANCES AND STRATEGIC PLANNING. NO SECURITIES RELATED ACTIVITIES, NO SECURITIES CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles C. Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2014 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 930 Wilmer Avenue, Anniston, AL 36202

RIA

CRD#: 105644

ANNISTON, AL

Current

February 26, 2013 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2050 Parkway Office Circle 4th Fl, Hoover, AL 35244Office #2: 930 Wilmer Avenue, Anniston, AL 36202

CRD#: 15340

Hoover, AL

Past

February 26, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ST CLOUD, MN

Past

October 15, 2010 - February 21, 2013

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

HOUSTON, TX

Past

August 11, 2010 - October 15, 2010

ST JOHNS WEALTH MANAGEMENT

RIA

CRD#: 105564

OXFORD, AL

Past

August 9, 2010 - February 21, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

ANNISTON, AL

Past

February 16, 2010 - July 30, 2010

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

ANNISTON, AL

Past

August 18, 2009 - February 17, 2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA

CRD#: 17086

BIRMINGHAM, AL

Past

January 3, 2005 - February 17, 2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

December 17, 2003 - January 3, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/26/2013)

IAR

Alabama
(1/21/2014)

Georgia
(7/22/2014)

Massachusetts
(10/23/2024)

Mississippi
(8/16/2021)

North Carolina
(10/25/2017)

South Carolina
(1/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/21/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles C. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles C. Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

ST JOHNS WEALTH MANAGEMENT

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BB&T INVESTMENT SERVICES, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/16/2003

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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