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JM

Jason Eric Mccarthy

FR TRADING
NEW YORK, NY
·CRD# 4708230·9 years experience

Professional Summary

Jason Eric Mccarthy is a registered financial advisor currently at FR TRADING LLC located in New York, New York. Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 4 firms and has passed the Series 57TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

FR TRADING LLC·CRD# 318566
BD
1. 225 Liberty Street 30th Floor, New York, NY 102812. 225 Ne Mizner Blvd Suite 220, Boca Raton , FL 33432
June 1, 2023 - Present
JANE STREET SPECIALISTS, LLC·CRD# 118232
BD
New York, NY
September 26, 2003 - January 5, 2009
JANE STREET TRADING, LLC·CRD# 103790
BD
New York, NY
September 11, 2003 - January 5, 2009
JANE STREET CAPITAL, LLC·CRD# 103782
BD
New York, NY
September 11, 2003 - January 5, 2009

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Current Firm

FT
FR TRADING LLC

FR TRADING LLC

CRD#: 318566 / SEC#: 8-70870
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

225 Liberty Street 30th Floor, New York, NY 10281

Mailing Address

225 Liberty Street 30th Floor, New York, NY 10281

Phone Number

(212) 393-1420

Established

Delaware since 07/29/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FIVE RINGS LLCMEMBER—
LEIBOWITZ, IRA BENJAMINFINOP4267169
MCCARTHY, JASON ERICMANAGING PRINCIPAL—
MORONSKI, FRANCIS JOSEPHCHIEF COMPLIANCE OFFICER4343958

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Apr 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2023About the SIE exam

Series 24 — General Securities Principal Examination

Passed May 2023About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jason Eric Mccarthy's CRS (Customer Relationship Summary).

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