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Francis Joseph Moronski

FR TRADING
NEW YORK, NY
·CRD# 4343958·25 years experience

Professional Summary

Francis Joseph Moronski, who also goes by Frank Moronski, is a registered financial advisor currently at FR TRADING LLC located in New York, New York. Francis is registered as a RR (Registered Representative) and started their career in finance in 2001. Francis has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 87, Series 55, Series 25, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Moronski

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FR TRADING LLC·CRD# 318566
BD
225 Liberty Street 30th Floor, New York, NY 10281
June 1, 2023 - Present
PIPER SANDLER & CO.·CRD# 665
BD
New York, NY
February 14, 2022 - March 10, 2022
CORNERSTONE MACRO LLC·CRD# 168152
BD
New York, NY
April 28, 2014 - March 10, 2022
G&L PARTNERS, INC.·CRD# 129605
BD
Sea Cliff, NY
May 28, 2004 - September 12, 2013
G&L PARTNERS, LLC·CRD# 38719
BD
New York, NY
February 19, 2003 - June 7, 2004
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
April 2, 2002 - February 19, 2003
FARINA & ASSOCIATES, INC.·CRD# 32830
BD
New York, NY
March 7, 2001 - September 7, 2001

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Current Firm

FT
FR TRADING LLC

FR TRADING LLC

CRD#: 318566 / SEC#: 8-70870
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

225 Liberty Street 30th Floor, New York, NY 10281

Mailing Address

225 Liberty Street 30th Floor, New York, NY 10281

Phone Number

(212) 393-1420

Established

Delaware since 07/29/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FIVE RINGS LLCMEMBER—
LEIBOWITZ, IRA BENJAMINFINOP4267169
MCCARTHY, JASON ERICMANAGING PRINCIPAL—
MORONSKI, FRANCIS JOSEPHCHIEF COMPLIANCE OFFICER4343958

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jun 2015About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2008

Series 25 — NYSE Trading Assistant Examination

Passed Jun 2002

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2015About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2006About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Francis Joseph Moronski's CRS (Customer Relationship Summary).

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